Justin C. Waller

WALLER FINANCIAL COACHING

Chico, CA 95973

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CRD#: 3098675

Professional summary

Justin Chade Waller, CFP® is a registered financial advisor currently at WALLER FINANCIAL COACHING located in Chico, California.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Justin has worked at 6 firms and has passed the Series 66, Series 7 and Series 6 exams.

Biography

As a six time Ironman triathlon finisher, I enjoy living a multi-sport lifestyle, encouraging others to be active and take a healthy approach to work and to life. 
			
			I currently live in Northern California with my wife, and two wonderful children.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Retirement Planning

Tax Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Corporate Executives

Financial Psychology/Coaching

Medical Professionals

Middle Income Client Needs

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I volunteer on the board of the Marshall Family Foundation. I receive no compensation for this work and do not believe it creates any conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Chade Waller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 15, 2014 - Present

WALLER FINANCIAL COACHING

Office #1: 10 Declaration Drive Suite D, Chico, CA 95973

RIA

CRD#: 172701

Chico, CA

Past

September 9, 2009 - December 2, 2011

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GRANTS PASS, OR

Past

August 24, 2009 - March 31, 2015

THE H GROUP, INC.

RIA

CRD#: 106801

PORTLAND, OR

Past

August 6, 2009 - December 2, 2011

CETERA WEALTH SERVICES, LLC

CRD#: 13572

GRANTS PASS, OR

Past

May 19, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 19, 2000 - August 11, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FOLSOM, CA

Past

May 16, 2000 - August 11, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FOLSOM, CA

Past

August 21, 1998 - March 27, 2000

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/15/2014)

IAR

Texas
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WALLER FINANCIAL COACHING

WALLER FINANCIAL COACHING | WALLER FINANCIAL COACHING, INC.

CRD#: 172701 / SEC#:

California

Registered Investment Advisory firm - (10/15/2014 Approved)

Texas

Registered Investment Advisory firm - (1/31/2025 Conditional Restricted)

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Contact information

Main Address

10 Declaration Drive Suite D, Chico, CA 95973

Mailing Address

Phone number

(530) 206-7994

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 70,900,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Justin C. Waller

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Chade Waller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

THE H GROUP, INC.

CETERA WEALTH SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2000

Series 7

Date: 5/18/2000

Series 6

Date: 8/19/1998

Current Firm

WALLER FINANCIAL COACHING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WALLER FINANCIAL COACHING

TRUST BUT VERIFY

Contact information

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