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CU

Chukwuemeka G. Uzoukwu

DYNAMIQUE CAPITAL ADVISORS
SPRING, TX
Some features on this profile are disabled
CRD#: 3098603
CU

Professional summary


Chukwuemeka Godwin Uzoukwu, who also goes by Chukwuemeka G Uzoukwu, Emeka Uzoukwu, is a registered financial advisor currently at DYNAMIQUE CAPITAL ADVISORS located in Spring, Texas.

Chukwuemeka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Chukwuemeka has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chukwuemeka G Uzoukwu | Emeka Uzoukwu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Chukwuemeka Godwin Uzoukwu's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2025 - Present

DYNAMIQUE CAPITAL ADVISORS

RIA
CRD#: 310588
SPRING, TX
Past

May 24, 2024 - March 3, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HOUSTON, TX
Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA
Past

May 9, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
GARDENA, CA
Past

January 9, 2003 - February 5, 2003

CAL FED INVESTMENTS

BD
CRD#: 19631
SACRAMENTO, CA
Past

April 20, 2001 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
GARDENA, CA
Past

March 15, 2000 - February 8, 2001

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 9, 1998 - November 11, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/12/2025)
IAR
Texas
(5/15/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/12/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 10/10/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/23/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DC
DYNAMIQUE CAPITAL ADVISORS
DYNAMIQUE CAPITAL ADVISORS | ERCEG, LLC | DYNAMIQUE CAPITAL ADVISORS, LLC

CRD#: 310588 / SEC#:

California
Registered Investment Advisory firm - (10/6/2020 Approved)
Florida
Registered Investment Advisory firm - (10/9/2024 Approved)
Nevada
Registered Investment Advisory firm - (8/23/2021 Approved)
Texas
Registered Investment Advisory firm - (10/23/2020 Approved)
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Contact information


Main Address
San Diego, CA
Mailing Address
Po Box 5010 Pmb 160, Rancho Santa Fe, CA 92067-5010
Phone number
(858) 947-4260
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts11
AUM (Assets Under Management)$ 25,300,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DYNAMIQUE CAPITAL ADVISORS

CRD#: 310588Spring, TX

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