AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CU

Chukwuemeka Godwin Uzoukwu

DYNAMIQUE CAPITAL ADVISORS
SPRING, TX
·CRD# 3098603·28 years experience

Professional Summary

Chukwuemeka Godwin Uzoukwu, who also goes by Chukwuemeka G Uzoukwu, Emeka Uzoukwu, is a registered financial advisor currently at DYNAMIQUE CAPITAL ADVISORS located in Spring, Texas. Chukwuemeka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Chukwuemeka has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chukwuemeka G Uzoukwu, Emeka Uzoukwu

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

DYNAMIQUE CAPITAL ADVISORS·CRD# 310588
RIA
Spring, TX
May 12, 2025 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
Houston, TX
May 24, 2024 - March 3, 2025
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Los Angeles, CA
May 29, 2007 - December 17, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Los Angeles, CA
May 29, 2007 - December 17, 2009
CITICORP INVESTMENT SERVICES·CRD# 23988
RIA
Gardena, CA
May 9, 2005 - May 29, 2007
CAL FED INVESTMENTS·CRD# 19631
BD
Sacramento, CA
January 9, 2003 - February 5, 2003
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Gardena, CA
April 20, 2001 - May 29, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 15, 2000 - February 8, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 9, 1998 - November 11, 1999

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

DC
DYNAMIQUE CAPITAL ADVISORS

DYNAMIQUE CAPITAL ADVISORS | ERCEG, LLC | DYNAMIQUE CAPITAL ADVISORS, LLC

CRD#: 310588
California
Registered Investment Advisory firm - California (10/6/2020 Approved)
Florida
Registered Investment Advisory firm - Florida (4/2/2026 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (4/3/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (10/23/2020 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

San Diego, CA

Mailing Address

Po Box 5010 Pmb 160, Rancho Santa Fe, CA 92067-5010

Phone Number

(858) 947-4260

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

10

AUM (Assets Under Management)

$25,300,000

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DYNAMIQUE RISK INSURANCE AGENCY, LLC; INVESTMENT RELATED; 16885 W. BERNARDO DRIVE, STE 360, SAN DIEGO, CA 92127; INSURANCE AGENCY; INSURANCE PRODUCER; 02/2025; APPROX. 20 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INSURANCE PRODUCER ACTIVITIES. 2) DOVER COLLEGE; NON-INVESTMENT RELATED; THE PRIORY, EFFINGHAM CRES, KENT CT17 9RH, UNITED KINGDOM; PREPARATORY SCHOOL; MEMBER OF THE BOARD OF GOVERNORS; 02/2025; APPROX. 4 HOURS PER MONTH DURING NON-TRADING HOURS; NON-COMPENSATED MEMBER OF THE BOARD OF GOVERNORS. 3) C G HOVER INTERNATIONAL LTD; NON-INVESTMENT RELATED; ABUJA, NIGERIA; DORMANT ENTITY; DIRECTOR; 11/2012; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; DIRECTOR AND SHAREHOLDER IN DORMANT ENTITY. 4) GUINEA PLC; NON-INVESTMENT RELATED; LAGOS, NIGERIA; INSURANCE CARRIER; NON-EXECUTIVE DIRECTOR; APPROX. 4 HOURS PER MONTH DURING NON-TRADING HOURS; NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(5/12/2025)
IAR
Texas
(5/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2024About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 1998About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed May 2024About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2024About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Chukwuemeka Godwin Uzoukwu's CRS (Customer Relationship Summary).

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
CU
Follow Chukwuemeka
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required