Lewis B. Leflar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Brandon Leflar was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1998. Lewis had worked at 10 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2011 - December 31, 2023
WATER TOWER WEALTH MANAGEMENT, INC.
August 11, 2008 - February 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2008 - February 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 29, 2007 - August 22, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - August 22, 2008
CITIGROUP GLOBAL MARKETS INC.
September 5, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 5, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 4, 2006 - August 28, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 23, 2005 - August 28, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 20, 2005 - December 6, 2005
CETERA WEALTH SERVICES, LLC
March 30, 2005 - May 4, 2005
ZACKS INVESTMENT MANAGEMENT, INC.
June 11, 2003 - January 3, 2005
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 27, 2002 - May 22, 2003
MORGAN STANLEY DW INC.
July 13, 2001 - May 22, 2003
MORGAN STANLEY DW INC.
August 26, 1998 - November 17, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WATER TOWER WEALTH MANAGEMENT, INC.
CRD#: 155967 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 3,900,000 |
Red Flags
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