Bonnie L. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Lou Hammond, who also goes by Bonnie Lou Dixson, Bonnie L Hammond, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1998. Bonnie had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2007 - January 23, 2012
COMMERCE WEALTH ADVISERS, LLC
September 12, 2006 - January 23, 2012
DEWAAY FINANCIAL NETWORK, LLC
December 21, 2005 - November 19, 2007
DEWAAY CAPITAL MANAGEMENT
October 4, 2005 - September 11, 2006
VSR FINANCIAL SERVICES, INC.
October 9, 2002 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 2002 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 1998 - July 22, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMERCE WEALTH ADVISERS, LLC
CRD#: 144449 / SEC#: 801-68078
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
