AH
Andrew A. Holden
CAPITAL SYNERGY PARTNERS
IRVINE, CA 92606
Some features on this profile are disabled
CRD#: 3098455
AH
Professional summary
Andrew Alan Holden, who also goes by Andy Holden, is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Irvine, California and CPS FINANCIAL & INSURANCE SERVICES, INC. located in Irvine, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Holden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO - CAPITAL SYNERGY PARTNERS, INC. 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 CEO/OWNER 93% EFFECTIVE: 04/2011 COCK AND TOAD LLC 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 60 % OWNER/MANAGER EFFECTIVE: 12/19/2008 1 HOUR PER QUARTER PELOTON GLOBAL DISTRIBUTION SERVICES INC. 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 SECRETARY EFFECTIVE: 12/18/2008 12 HOURS PER MONTH CPS EMPLOYER BENEFITS INSURANCE SOLUTIONS 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 CEO/PRESIDENT EFFECTIVE: 5/10/07 1 HOUR PER MONTH CPS INSURANCE 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 PRESIDENT & COO EFFECTIVE: 08/1994 40 HOURS A WEEK CPS FINANCIAL & INSURANCE SERVICES, INC. 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 CEO/PRESIDENT EFFECTIVE: 09/1999 140 HOURS PER MONTH BROADTOWER INSURANCE SOLUTIONS, CEO/PRESIDENT 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 CEO EFFECTIVE: 4/22/2014 4 HOURS PER MONTH/4 HOURS PER MONTH DURING MARKET HOURS STEELPOOL INC, MANAGER 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 PRESIDENT/PRIVATE MGMT CONSULTING EFFECTIVE: 9/8/2004 4 HOURS PER MONTH/4 HOURS PER MONTH DURING MARKET HOURS BRIGHTBOX SYSTEM 2860 MICHELLE DRIVE, SUITE 150 IRVINE, CA 92606 OWNER/CHAIRMAN OF THE BOARD MARKETING 40 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Alan Holden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Alan Holden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2011 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606RIA
BD
CRD#: 148733
IRVINE, CA
Current
January 19, 1999 - Present
CPS FINANCIAL & INSURANCE SERVICES, INC.
Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606Office #2: 2860 Michelle Drive, Suite 150, Irvine, CA 92606BD
CRD#: 41243
IRVINE, CA
Current
November 19, 2010 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606RIA
BD
CRD#: 148733
IRVINE, CA
Past
August 28, 2001 - April 3, 2008
FINANCIAL WEST GROUP
BD
CRD#: 16668
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2007)
RR
Alaska(10/22/2025)
RR
Arizona(5/9/2001)
RR
Arkansas(8/22/2006)
RR
California(1/20/1999)
IAR
California(5/23/2011)
RR
Colorado(11/13/2009)
RR
Connecticut(4/30/2001)
RR
Delaware(3/30/2001)
RR
Florida(10/1/2001)
RR
Georgia(4/9/2025)
RR
Idaho(3/30/2001)
RR
Illinois(6/4/2001)
RR
Indiana(9/18/2025)
RR
Iowa(6/24/2002)
RR
Kansas(9/23/2025)
RR
Kentucky(3/30/2001)
RR
Louisiana(11/18/2024)
RR
Maine(10/23/2025)
RR
Maryland(11/13/2009)
RR
Massachusetts(10/14/2025)
RR
Michigan(9/19/2025)
RR
Minnesota(6/24/2003)
RR
Mississippi(6/14/2002)
RR
Montana(8/21/2001)
RR
Nebraska(8/6/2002)
RR
Nevada(8/24/2001)
RR
New Hampshire(10/17/2025)
RR
New Jersey(9/29/2025)
RR
New Mexico(8/31/2001)
RR
New York(5/24/2002)
RR
North Carolina(10/1/2001)
RR
North Dakota(9/28/2001)
RR
Ohio(4/9/2019)
RR
Oklahoma(8/23/2001)
RR
Oregon(4/29/2003)
RR
Pennsylvania(3/30/2001)
RR
Rhode Island(9/22/2025)
RR
South Carolina(9/28/2001)
RR
South Dakota(3/20/2024)
RR
Tennessee(2/22/2019)
RR
Texas(1/24/2002)
RR
Utah(8/22/2001)
RR
Vermont(9/19/2025)
RR
Virginia(7/8/2016)
RR
Washington(8/21/2001)
RR
West Virginia(10/1/2025)
RR
Wisconsin(4/16/2019)
RR
Wyoming(8/21/2001)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITAL SYNERGY PARTNERS
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
CRD#: 148733 / SEC#: 801-117828, 8-68060
RIA
Registered Investment Advisory firm - SEC (5/11/2020 Terminated)Arizona
Registered Investment Advisory firm - SEC (4/4/2013 Approved)Arkansas
Registered Investment Advisory firm - SEC (5/27/2011 Approved)California
Registered Investment Advisory firm - SEC (5/23/2011 Approved)Colorado
Registered Investment Advisory firm - SEC (11/5/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (7/9/2018 Approved)District of Columbia
Registered Investment Advisory firm - SEC (5/5/2011 Approved)Florida
Registered Investment Advisory firm - SEC (10/10/2017 Approved)Georgia
Registered Investment Advisory firm - SEC (4/28/2011 Approved)Idaho
Registered Investment Advisory firm - SEC (6/24/2011 Approved)Indiana
Registered Investment Advisory firm - SEC (6/24/2013 Approved)Iowa
Registered Investment Advisory firm - SEC (5/26/2011 Approved)Louisiana
Registered Investment Advisory firm - SEC (1/10/2013 Approved)Massachusetts
Registered Investment Advisory firm - SEC (9/26/2011 Approved)Michigan
Registered Investment Advisory firm - SEC (1/18/2018 Approved)Minnesota
Registered Investment Advisory firm - SEC (3/10/2015 Approved)Missouri
Registered Investment Advisory firm - SEC (8/10/2018 Approved)Montana
Registered Investment Advisory firm - SEC (12/22/2010 Approved)Nebraska
Registered Investment Advisory firm - SEC (2/24/2012 Approved)Nevada
Registered Investment Advisory firm - SEC (6/28/2012 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/29/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/12/2011 Approved)Ohio
Registered Investment Advisory firm - SEC (1/6/2012 Approved)Oklahoma
Registered Investment Advisory firm - SEC (3/9/2018 Approved)Oregon
Registered Investment Advisory firm - SEC (6/23/2015 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/5/2012 Approved)South Carolina
Registered Investment Advisory firm - SEC (10/5/2011 Approved)Texas
Registered Investment Advisory firm - SEC (10/26/2016 Approved)Wisconsin
Registered Investment Advisory firm - SEC (8/1/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Phone number
(949) 442-7413
Established
California since 01/14/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
21
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
