John R. Carlson

HENDRICKSON FINANCIAL SERVICES

Minot, ND

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CRD#: 3098410

Professional summary

John Richard Carlson is a registered financial advisor currently at HENDRICKSON FINANCIAL SERVICES, LLC located in Minot, North Dakota and WEALTH PLUS OF THE DAKOTAS, INC. located in Minot, North Dakota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INSURANCE SALES, NON-INVESTMENT RELATED, 2 HRS PER MONTH, DURING SECURITIES TRADING HOURS, 815 25th AVE NW, MINOT ND 58703, AGENT, 9/15/2012. Consulting and portfolio management for Wealth Plus of the Dakotas, Inc., investment related, 10 hrs per month, during securities trading hours, 815 25th Ave NW, Minot, ND 58703, consultant, started 3/20/2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 4, 2017 - Present

HENDRICKSON FINANCIAL SERVICES, LLC

RIA

CRD#: 285986

Minot, ND

Current

June 7, 2019 - Present

WEALTH PLUS OF THE DAKOTAS, INC.

Office #1: 815 25th Ave Nw, Minot, ND 58703

RIA

CRD#: 287536

Minot, ND

Past

October 4, 2010 - August 6, 2018

VOYAGER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124697

MINOT, ND

Past

January 9, 2009 - August 6, 2018

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

Minot, ND

Past

December 11, 2003 - April 14, 2009

VOYAGER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124697

LAKE GENEVA, WI

Past

June 27, 2003 - August 18, 2009

INTEGRITY FUNDS DISTRIBUTOR, LLC

CRD#: 26293

MINOT, ND

Past

October 8, 2002 - November 28, 2003

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Past

October 3, 2002 - October 1, 2004

ND CAPITAL, INC.

CRD#: 23311

MINOT, ND

Past

July 25, 2002 - June 22, 2017

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

Minot, ND

Past

March 29, 1999 - June 17, 2002

WADDELL & REED

RIA

CRD#: 866

BISMARCK, ND

Past

September 15, 1998 - June 17, 2002

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(10/25/2017)

IAR

North Dakota
(7/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/30/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/14/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/20/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/30/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/28/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2002

General Securities Principal Examination

Current Firm

HENDRICKSON FINANCIAL SERVICES, LLC

CRD#: 285986 / SEC#:

Montana

Registered Investment Advisory firm - (10/16/2017 Approved)

North Dakota

Registered Investment Advisory firm - (2/17/2017 Approved)

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Contact information

Main Address

135 Sims Suite 211, Dickinson, ND 58601

Mailing Address

Po Box 209, Dickinson, ND 58602

Phone number

(701) 483-1955

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 66,485,642

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH PLUS OF THE DAKOTAS, INC.

VOYAGER CAPITAL MANAGEMENT, LLC

CAPITAL FINANCIAL SERVICES, INC.

VOYAGER CAPITAL MANAGEMENT, LLC

INTEGRITY FUNDS DISTRIBUTOR, LLC

ARM SECURITIES CORPORATION

ND CAPITAL, INC.

CAPITAL FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/1998

SIE

Date: 6/22/2017

Series 55

Date: 12/30/2003

Series 7

Date: 9/14/1998

Series 27

Date: 6/20/2003

Series 4

Date: 1/30/2003

Series 53

Date: 10/28/2002

Series 24

Date: 8/22/2002

Current Firm

HENDRICKSON FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HENDRICKSON FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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