Hermes W. Del-sette, Iii

DEL-SETTE CAPITAL MANAGEMENT

Schenectady, NY

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CRD#: 3098267

Professional summary

Hermes William Del-sette, Iii, CFP®, who also goes by Hermes William Del-sette III, Hermes William Delsette III, is a registered financial advisor currently at DEL-SETTE CAPITAL MANAGEMENT, LLC located in Schenectady, New York.

Hermes is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Hermes has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hermes William Del-Sette Iii | Hermes William Delsette Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HERMES W. DEL-SETTE III (SOLE PROPRIETOR); INSURANCE AGENT;10% TIME SPENT; 100% OWNERSHIP;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hermes William Del-sette, Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

February 2, 2012 - Present

DEL-SETTE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 159052

Schenectady, NY

Past

December 21, 2011 - May 24, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

GUILDERLAND, NY

Past

July 8, 2005 - May 24, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

GUILDERLAND, NY

Past

January 25, 2005 - July 11, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GLENS FALLS, NY

Past

September 30, 2003 - July 11, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

February 3, 2003 - September 24, 2003

SPEEDROUTE LLC

CRD#: 104138

JERSEY CITY, NJ

Past

February 22, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

February 22, 1999 - March 6, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 14, 1998 - January 26, 1999

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEL-SETTE CAPITAL MANAGEMENT, LLC

CRD#: 159052 / SEC#: 801-79849

RIA

Registered Investment Advisory firm - (6/5/2014 Approved)

New York

Registered Investment Advisory firm - (6/12/2014 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/25/2021)

IAR

Texas
(2/2/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/12/1998

General Securities Representative Examination

Current Firm

DEL-SETTE CAPITAL MANAGEMENT, LLC

CRD#: 159052 / SEC#: 801-79849

RIA

Registered Investment Advisory firm - (6/5/2014 Approved)

New York

Registered Investment Advisory firm - (6/12/2014 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2014 Terminated)

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Contact information

Main Address

Schenectady, NY

Mailing Address

Phone number

(518) 793-3851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DEL-SETTE ADV 2A ("DISCLOSURE BROCHURE") AND ADV2B ("BROCHURE SUPPLEMENT") (11/4/2025)

Regulatory assets under management

Total Number of Accounts	680
AUM (Assets Under Management)	$ 145,817,030

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/03/2025	Cover Page	Report
01/31/2025	Cover Page	Report
11/02/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hermes W. Del-sette, Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hermes William Del-sette, Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SPEEDROUTE LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

DEL-SETTE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/1998

Series 7

Date: 8/12/1998

Current Firm

DEL-SETTE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DEL-SETTE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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