Hermes William Del-sette Iii
CFP®Professional Summary
Hermes William Del-sette III, CFP®, who also goes by Hermes William Del-sette, III, Hermes William Delsette III, is a registered financial advisor currently at HAPPINESS IN RETIREMENT located in Schenectady, New York. Hermes is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Hermes has worked at 7 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hermes William Del-Sette, Iii, Hermes William Delsette Iii
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
DEL-SETTE CAPITAL MANAGEMENT, LLC | HAPPINESS IN RETIREMENT
Contact Information
Main Address
1332 Union St., Schenectady, NY 12308Phone Number
(518) 793-3851# of Employees
8SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
735AUM (Assets Under Management)
$192,533,425Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/03/2025 | Cover Page | Report |
| 01/31/2025 | Cover Page | Report |
| 11/02/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DEL-SETTE CAPITAL MANAGEMENT, LLC | HAPPINESS IN RETIREMENT
State Registrations and Notice Filings
(5/25/2021)
(2/2/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Hermes William Del-sette III's CRS (Customer Relationship Summary).
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