Brian C. Leising
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Charles Leising was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2007 - January 6, 2015
FB ADVISORS, INC.
May 7, 2004 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
November 12, 1999 - August 19, 2002
SUNSET FINANCIAL SERVICES, INC.
August 4, 1998 - October 25, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FB ADVISORS, INC.
CRD#: 144488 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
