IG
Ian J. Green
PENDRAGON CAPITAL MANAGEMENT
FISHKILL, NY
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CRD#: 3097802
IG
Professional summary
Ian Joseph Green, who also goes by Ian J Green, is a registered financial advisor currently at PENDRAGON CAPITAL MANAGEMENT, INC. located in Fishkill, New York and BROKERAGESELECT located in New York, New York.
Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ian has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ian J Green
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRADINGVILLAGE, INC. IAN GREEN IS THE SOLE OWNER AND PRESIDENT OF TRADINGVILLAGE, INC. TRADINGVILLAGE, INC. IS AN EDUCATIONAL COMPANY THAT TEACHES THE GENERAL PUBLIC ABOUT INVESTING THROUGH CONTINUING EDUCATION CLASSES AND SEMINARS. THE FIRM'S ACTIVITIES ARE PURELY EDUCATIONAL IN NATURE NO INVESTMENT ADVICE OR RECOMMENDATIONS ARE GIVEN. TRADINGVILLAGE WAS FORMED 7/1/99. I DEVOTE 8 HOURS PER MONTH ON AVERAGE WITH NO TIME SPENT DURING MARKET HOURS. MY DUTIES ENTAIL DEVELOPING AND PRESENTING THE CLASSES AS WELL AS PERFORMING ALL FINANCIAL AND ADMINISTRATIVE FUNCTIONS. 2) PENDRAGON ASSOCIATES, INC.; GENERAL PARTNER; 1 HOURS PER MONTH; 23 HEATH ROAD,FISHKILL, NY 12524; PRESIDENT. 3) PENDRAGON ALTERNATIVE INCOME LLC;10/2017; SHAREHOLDER; INACTIVE FIRM WHICH INTENDS TO PURCHASE NON-PERFORMING MORTGAGES AND WORK THEM OUT; 1-5 HRS/MONTH. 4) MIND BRAIN PHILANTHROPIC FOUNDATION; INVESTMENT-RELATED; 364 WEST 117TH STREET, #5, NEW YORK, NY 10026; CHARITABLE FOUNDATION; TREASURER; 04/2022; 5 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; MAINTAIN BOOKS AND RECORDS, PAY BILLS, DEVELOP STRATEGY AND MAKE POTENTIAL INVESTMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Ian Joseph Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2004 - Present
PENDRAGON CAPITAL MANAGEMENT, INC.
RIA
CRD#: 128659
FISHKILL, NY
Current
March 23, 2000 - Present
BROKERAGESELECT
Office #1: 364 West 117th Street; Suite 5a, New York, NY 10026BD
CRD#: 47974
New York, NY
Past
February 12, 1999 - October 20, 1999
INSTATRADE, INC.
BD
CRD#: 43695
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/15/2000)
IAR
California(3/28/2011)
RR
Colorado(9/3/2015)
RR
Connecticut(5/26/2004)
RR
District of Columbia(7/25/2011)
RR
Florida(6/5/2000)
IAR
Florida(5/27/2022)
RR
Georgia(5/23/2000)
IAR
Idaho(3/16/2021)
RR
Kansas(5/18/2004)
RR
Maryland(10/12/2005)
RR
Massachusetts(3/29/2005)
IAR
Massachusetts(3/14/2025)
RR
Nevada(1/14/2021)
RR
New Jersey(1/23/2007)
RR
New York(10/29/1999)
IAR
New York(8/28/2021)
RR
North Carolina(5/18/2004)
RR
Pennsylvania(2/20/2001)
IAR
Pennsylvania(4/23/2004)
RR
Rhode Island(9/11/2015)
RR
South Carolina(1/9/2015)
RR
Texas(2/15/2013)
IAR
Texas(9/28/2021)
RR
Utah(5/29/2024)
RR
Virginia(5/18/2004)
RR
Wisconsin(5/18/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/19/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PENDRAGON CAPITAL MANAGEMENT, INC.
PENDRAGON CAPITAL MANAGEMENT, INC. | PENDRAGON CAPITAL MANAGMENT, INC.
CRD#: 128659 / SEC#:
California
Registered Investment Advisory firm - (3/28/2011 Approved)Florida
Registered Investment Advisory firm - (5/27/2022 Approved)Idaho
Registered Investment Advisory firm - (3/16/2021 Approved)Massachusetts
Registered Investment Advisory firm - (3/11/2025 Approved)New York
Registered Investment Advisory firm - (4/6/2004 Approved)Pennsylvania
Registered Investment Advisory firm - (4/23/2004 Approved)Texas
Registered Investment Advisory firm - (9/28/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fishkill, NY
Mailing Address
Phone number
(917) 837-2287
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 102 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
