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MO

Marissa B. Otte

EQUITEQ SECURITIES LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 3097636
MO

Professional summary

Marissa Blake Otte, who also goes by M Blake Otte, Blake Otte, M Otte, is a registered financial professional currently at EQUITEQ SECURITIES LLC located in New York, New York.

Marissa is registered as a RR (Registered Representative) and started their career in finance in 2002. Marissa has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

M Blake Otte | Blake Otte | M Otte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: N/A 65 Thompson St. Apt 4, New York, NY, 10012, United States Activity Type: Referral Fees Position/Title: Other Investment Related: No Start Date: 07/11/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibilities on this. This is a prior OBA on my U4 /ADV form. It's for prior grp benefit/health ins sales or referral fees of it. In the past, I sold my fiancé a term life insurance policy which generated a onetime commission in 2016-Presently this only applies to a referral fee for introducing a potential client (that I am NOT Agent/Broker on) to a third party which led to a grp benefits relationship managed by said third party. It is my significant other's firm that I introduced.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marissa Blake Otte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2025 - Present

EQUITEQ SECURITIES LLC

Office #1: 460 Park Avenue South Suite 1102, New York, NY 10016
BD
CRD#: 283799
New York, NY
Past

June 24, 2021 - December 14, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NEW YORK, NY
Past

June 24, 2021 - December 14, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NEW YORK, NY
Past

August 30, 2018 - June 22, 2020

STOUT CAPITAL, LLC

BD
CRD#: 127302
New York, NY
Past

March 29, 2017 - May 24, 2021

VANDERBILT ADVISORY SERVICES

RIA
CRD#: 116537
NEW YORK, NY
Past

March 28, 2017 - May 24, 2021

VANDERBILT SECURITIES, LLC

BD
CRD#: 5953
WOODBURY, NY
Past

January 19, 2005 - March 14, 2017

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
NEW YORK, NY
Past

December 11, 2002 - March 14, 2017

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/17/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/30/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EQUITEQ SECURITIES LLC
EQUITEQ INC. | EQUITEQ SECURITIES LLC

CRD#: 283799 / SEC#: , 8-69767

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
460 Park Avenue South Suite 1102, New York, NY 10016
Mailing Address
460 Park Avenue South Suite 1102, New York, NY 10016
Phone number
(212) 256-1120
Established
Delaware since 08/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EQUITEQ INC.SOLE MEMBER
ASARO, PAUL JOSEPHFINOP4243619
FINCKE, GREGCEO6682361
IGNALL, EVAN TODDCCO2039007
JORGENSON, DAVID HAMMONDPRESIDENT4684856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITEQ SECURITIES LLC

CRD#: 283799New York, NY 10016

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