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SB

Stephen A. Brenner

WILMINGTON TRUST INVESTMENT ADVISORS
Iselin, NJ 08830
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CRD#: 3097617
SB
Stephen A BrennerWILMINGTON TRUST INVESTMENT ADVISORS

Professional summary

Stephen A Brenner, who also goes by Stephen Alexander Brenner, is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Iselin, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Stephen Alexander Brenner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I* 429928 For profit or not for profit: Entity For Profit Name of outside business organization: Three Little Miracles LLC Investment related: no Address of business: Beach Haven, NJ, 08008 Nature of business: Limited Liability Company Position, title, association: Owner,Other Start date of relationship: 04/01/2019 Number of hours devoted: 0 yearly Number of hours devoted during trading hours: 0 Duties: The LLC is for tax purposes. My wife and I will be members of the LLC, my wife being majority member. It's a secondary home to be rented for less than 6 months of the year. All rentals and property management will be handled by a property manager and my wife.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen A Brenner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2026 - Present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Office #1: 99 Wood Avenue South Suite 501, Iselin, NJ 08830
RIA
CRD#: 106909
Iselin, NJ
Past

June 29, 2016 - July 1, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
Jersey City, NJ
Past

June 29, 2016 - July 1, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 23, 2015 - April 29, 2016

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

March 20, 2015 - April 29, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 13, 2006 - February 5, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

July 12, 2006 - February 5, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 25, 2005 - July 13, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

January 19, 2005 - July 13, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 9, 2004 - January 20, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

April 24, 2002 - January 20, 2005

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

April 20, 2001 - January 20, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

April 20, 1999 - August 23, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA
Registered Investment Advisory firm - (12/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(8/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/3/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/19/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/1/2001
General Securities Principal Examination

Current Firm

WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA
Registered Investment Advisory firm - (12/27/1995 Approved)
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Contact information

Main Address
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001
Mailing Address
Phone number
(212) 965-5938
Established
Firm type
Fiscal year end
# of Employees
126

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WTIA FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts3,540
AUM (Assets Under Management)$ 17,432,390,316

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
10/28/2024
Cover Page
Report
09/08/2023
Cover Page
Report
10/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

CRD#: 106909Iselin, NJ 08830

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