John L. Leder
Professional summary
John Leslie Leder, who also goes by John Leder, Les J Leder, Les John Leder, Leslie John Leder, is a registered financial professional currently at PARK AVENUE SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Leslie Leder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 10 Hudson Yards, New York, NY 10001June 4, 2020 - February 7, 2022
CHARLES SCHWAB & CO., INC.
January 6, 2010 - April 21, 2010
MML DISTRIBUTORS, LLC
January 6, 2010 - April 5, 2019
MML INVESTORS SERVICES, LLC
May 20, 2008 - April 28, 2009
MML DISTRIBUTORS, LLC
May 3, 2005 - May 9, 2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 21, 2002 - April 29, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 14, 2000 - March 25, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - March 25, 2002
WELLS FARGO INVESTMENTS, LLC
July 14, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 14, 2000 - May 7, 2001
WELLS FARGO SECURITIES INC.
January 1, 1999 - July 6, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1998 - December 11, 1998
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
