Timothy K. Gannon
Professional summary
Timothy K Gannon, who also goes by Timothy Kelly Gannon, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 7 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy K Gannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2012 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172October 21, 2010 - July 20, 2012
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 20, 2010 - July 20, 2012
AMUNDI DISTRIBUTOR US, INC.
May 1, 2010 - October 7, 2010
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - October 7, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 4, 2005 - May 1, 2010
BOFA ADVISORS, LLC
January 18, 2000 - May 1, 2010
BOFA DISTRIBUTORS, INC.
September 1, 1998 - January 27, 2000
AMUNDI DISTRIBUTOR US, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2012)
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(8/28/2012)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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