MN
Michael L. Niemczyk
MICHAEL NIEMCZYK ASSOCIATES
Grayslake, IL 60030
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CRD#: 3097183
MN
Professional summary
Michael L Niemczyk is a registered financial advisor currently at MICHAEL NIEMCZYK ASSOCIATES, INC. located in Grayslake, Illinois and CAPITAL ADVISOR NETWORK located in Grayslake, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael L Niemczyk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2017 - Present
MICHAEL NIEMCZYK ASSOCIATES, INC.
Office #1: 10 N. Lake St. Suite 107, Grayslake, IL 60030Office #2: 3505 30th Avenue, Kenosha, WI 53144RIA
CRD#: 124000
Grayslake, IL
Current
September 15, 2021 - Present
CAPITAL ADVISOR NETWORK
Office #1: 10 North Lake Street Suite 107, Grayslake, IL 60030RIA
CRD#: 297578
GRAYSLAKE, IL
Past
October 9, 2001 - January 20, 2017
MICHAEL NIEMCZYK ASSOCIATES, INC.
RIA
CRD#: 124000
GRAYSLAKE, IL
Past
November 10, 1998 - October 18, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISOR NETWORK
CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (3/8/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/6/2017)
IAR
Texas(1/28/2021)
IAR
Wisconsin(10/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CAPITAL ADVISOR NETWORK
CAN WEALTH MANAGEMENT | PURPETUAL WEALTH MANAGEMENT, LLC | MOERDYK FINANCIAL, INC. | MLN WEALTH PLANNING | KENNEDY WEALTH GROUP | EVANS FINANCIAL SERVICES, INC. | ESTATE WEALTH ADVISERS, LLC | CAPTIAL ADVISOR NETWORK, LLC | CAPTIAL ADVISOR NETWORK | CAPITAL ADVISOR NETWORK, LLC | CAPITAL ADVISOR NETWORK
CRD#: 297578 / SEC#: 801-123345
RIA
Registered Investment Advisory firm - (2/28/2022 Approved)Illinois
Registered Investment Advisory firm - (3/1/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (3/8/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/1/2022 Terminated)Texas
Registered Investment Advisory firm - (3/1/2022 Terminated)Virginia
Registered Investment Advisory firm - (3/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
925 Mezzanine Drive Suite C, Lafayette, IN 47905
Mailing Address
Phone number
(765) 588-1647
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 99,497,162 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ADVISOR NETWORK
CRD#: 297578Grayslake, IL 60030TRUST BUT VERIFY
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