John C. Romanoff
Professional summary
John Christopher Romanoff was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, John had worked at 5 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., RAYMOND JAMES & ASSOCIATES INC., KEYBANC CAPITAL MARKETS INC., SECURIAN FINANCIAL SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2007 - May 28, 2008
SUMMIT FINANCIAL GROUP INC
January 12, 2007 - May 28, 2008
SUMMIT BROKERAGE SERVICES, INC.
April 30, 2004 - January 16, 2007
RAYMOND JAMES & ASSOCIATES, INC.
May 14, 2003 - January 16, 2007
RAYMOND JAMES & ASSOCIATES, INC.
October 26, 2001 - May 16, 2003
KEYBANC CAPITAL MARKETS INC.
October 26, 2001 - May 16, 2003
KEYBANC CAPITAL MARKETS INC.
December 14, 1998 - January 11, 1999
SECURIAN FINANCIAL SERVICES, INC.
December 14, 1998 - November 2, 2001
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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