Jared L. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared Lance Becker was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 1998. Jared had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2019 - February 8, 2021
THE LEADERS GROUP, INC.
May 5, 2015 - June 10, 2015
MSI FINANCIAL SERVICES, INC.
March 19, 2014 - May 6, 2015
THE LEADERS GROUP, INC.
March 7, 2011 - March 21, 2014
KESTRA INVESTMENT SERVICES, LLC
July 30, 2002 - March 2, 2009
EQUITABLE ADVISORS, LLC
December 11, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 11, 1998 - March 2, 2009
EQUITABLE ADVISORS, LLC
September 25, 1998 - December 7, 1998
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
