Eric P. Frantzen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Patrick Frantzen was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1999. Eric had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2003 - June 14, 2017
FRANTZEN CAPITAL MANAGEMENT, INC.
February 3, 2003 - February 11, 2003
A&S CAPITAL ADVISORS, INC.
March 25, 2002 - April 9, 2003
ANDERSON & STRUDWICK, INCORPORATED
May 14, 1999 - May 25, 2000
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANTZEN CAPITAL MANAGEMENT, INC.
CRD#: 123503 / SEC#: 801-66524
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
