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Darren Jay Reinstein

LOOP CAPITAL MARKETS
Naples, FL
·CRD# 3096935·23 years experience

Professional Summary

Darren Jay Reinstein, who also goes by Darren Reinstein, is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Naples, Florida. Darren is registered as a RR (Registered Representative) and started their career in finance in 1999. Darren has worked at 11 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darren Reinstein

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
BD
Naples, FL
September 17, 2025 - Present
NATALLIANCE SECURITIES, LLC·CRD# 39455
BD
Austin, TX
May 1, 2025 - September 12, 2025
HILLTOP SECURITIES INC.·CRD# 6220
BD
Denver, CO
May 18, 2022 - May 1, 2025
STONEX FINANCIAL INC.·CRD# 45993
BD
Lakewood, CO
June 11, 2019 - March 11, 2022
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Conifer, CO
December 20, 2018 - April 12, 2019
CANTOR FITZGERALD & CO.·CRD# 134
BD
Denver, CO
November 16, 2016 - March 2, 2018
D.A. DAVIDSON & CO.·CRD# 199
BD
Denver, CO
May 1, 2015 - November 11, 2016
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
January 3, 2012 - April 9, 2015
MESIROW FINANCIAL, INC.·CRD# 2764
BD
New York, NY
September 13, 2010 - December 5, 2011
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
February 3, 2005 - August 18, 2010
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
March 25, 1999 - July 6, 2000

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(9/17/2025)
RR
New York
(9/17/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2005About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Darren Jay Reinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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