Renee C. Harvey

PLANNING WORKS ADVISORY

Austin, TX 78731

Some features on this profile are disabled

CRD#: 3096857

Professional summary

Renee Catherine Harvey, who also goes by Renee Catherine Shilling, is a registered financial advisor currently at PLANNING WORKS ADVISORY, INC. located in Austin, Texas.

Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Renee has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Renee Catherine Shilling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Self employed Independent Insurance agent. 2) Employee/Shareholder of Planning Works, Inc., a separate legal entity established for accounting and tax purposes. 3) Volunteer Advisor for Chi Omega Fraternity - Iota Chapter, located in Austin, TX. 4) Independent Sales Representative for The THRIVE Experience, a home based vitamin/nutrition supplement business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Catherine Harvey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2022 - Present

PLANNING WORKS ADVISORY, INC.

Office #1: 7719 Wood Hollow Drive Ste 216, Austin, TX 78731

RIA

CRD#: 317834

Austin, TX

Past

August 15, 2016 - December 17, 2024

CALTON & ASSOCIATES, INC.

CRD#: 20999

Austin, TX

Past

June 25, 2002 - August 15, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

AUSTIN, TX

Past

January 29, 2001 - June 28, 2002

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

November 22, 2000 - March 12, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANNING WORKS ADVISORY, INC.

PLANNING WORKS ADVISORY, INC. | PLANNINGWORK$

CRD#: 317834 / SEC#: 801-123012

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2000

General Securities Representative Examination

Current Firm

PLANNING WORKS ADVISORY, INC.

PLANNING WORKS ADVISORY, INC. | PLANNINGWORK$

CRD#: 317834 / SEC#: 801-123012

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7719 Wood Hollow Drive Ste 216, Austin, TX 78731

Mailing Address

Po Box 26535, Austin, TX 78755

Phone number

(512) 498-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANNING WORKS ADVISORY, INC. - ADV PART 2 BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 178,545,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Renee C. Harvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Catherine Harvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

VSR FINANCIAL SERVICES, INC.

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

Primary Firm SEC Registration

PLANNING WORKS ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2022

Series 63

Date: 1/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2000

Current Firm

PLANNING WORKS ADVISORY, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANNING WORKS ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors