Gary V. Zegras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Vasil Zegras was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1998. Gary had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - September 18, 2023
PICKWICK CAPITAL PARTNERS, LLC
March 16, 2018 - July 8, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
June 26, 2017 - February 28, 2018
JONESTRADING
October 8, 2015 - July 21, 2017
AUERBACH GRAYSON & COMPANY LLC
August 1, 2014 - October 7, 2015
GUGGENHEIM SECURITIES, LLC
October 24, 2005 - June 18, 2014
WEEDEN & CO.L.P.
February 1, 2005 - August 25, 2005
UBS CAPITAL MARKETS L.P.
April 12, 2000 - August 25, 2005
UBS SECURITIES LLC
September 25, 1998 - April 10, 2000
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 10/28/1999
NYSE Trading Assistant ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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