Daniel P. Sun
Professional summary
Daniel Phillip Sun, CFA is a registered financial professional currently at QUANTLAB BROKERAGE, LLC located in Houston, Texas.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Phillip Sun's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
QUANTLAB BROKERAGE, LLC
Office #1: 3 Greenway Plaza Suite 200, Houston, TX 77046February 11, 2003 - January 2, 2020
QUANTLAB SECURITIES LP
October 17, 2001 - February 5, 2002
TAFFERER TRADING, LLC
September 7, 2000 - September 27, 2001
PROTRADER SECURITIES L.P.
August 4, 2000 - October 1, 2001
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2020)
(1/2/2020)
(1/2/2020)
(1/2/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/18/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
QUANTLAB BROKERAGE, LLC
CRD#: 299468 / SEC#: , 8-70274
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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