Larry W. Little
Professional summary
Larry William Little, who also goes by Larry W Little, Larry William Little, Larry Little, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Gurnee, Illinois and FORESIDE FINANCIAL SERVICES, LLC located in Gurnee, Illinois.
Larry is registered as a RR (Registered Representative) and started their career in finance in 2007. Larry has worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry William Little's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2025 - Present
FORESIDE FUND SERVICES, LLC
April 3, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
April 3, 2025 - Present
FORESIDE GLOBAL SERVICES, LLC
April 3, 2025 - Present
IMST DISTRIBUTORS, LLC
April 3, 2025 - Present
QUASAR DISTRIBUTORS, LLC
April 3, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
April 3, 2025 - Present
MGI FUNDS DISTRIBUTORS, LLC
April 3, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
April 3, 2025 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
April 3, 2025 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
April 3, 2025 - Present
FUNDS DISTRIBUTOR, LLC
September 16, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
September 16, 2025 - Present
DISTRIBUTION SERVICES, LLC
July 16, 2021 - March 4, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 1, 2016 - April 21, 2021
NATIONAL SECURITIES CORPORATION
January 21, 2015 - January 30, 2015
E*TRADE FUTURES LLC
April 14, 2014 - January 21, 2015
OPTIONSHOUSE1, LLC
June 9, 2010 - January 9, 2014
NEWEDGE USA, LLC
March 8, 2010 - April 9, 2010
NEWALLIANCE INVESTMENTS, INC.
September 27, 2007 - October 28, 2009
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2025)
Exams
FINRA
Current Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
