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Larry Little

FORESIDE FUND SERVICES
Gurnee, IL
·CRD# 3096701·19 years experience

Professional Summary

Larry Little, who also goes by Larry W Little, Larry William Little, Larry Little, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Gurnee, Illinois and FORESIDE FINANCIAL SERVICES, LLC located in Gurnee, Illinois. Larry is registered as a RR (Registered Representative) and started their career in finance in 2007. Larry has worked at 21 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry W Little, Larry William Little, Larry Little

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Gurnee, IL
March 26, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Gurnee, IL
April 3, 2025 - Present
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Gurnee, IL
April 3, 2025 - Present
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Gurnee, IL
April 3, 2025 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Gurnee, IL
April 3, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Gurnee, IL
April 3, 2025 - Present
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Gurnee, IL
April 3, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Gurnee, IL
April 3, 2025 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC·CRD# 15883
BD
Gurnee, IL
April 3, 2025 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Gurnee, IL
April 3, 2025 - Present
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Gurnee, IL
April 3, 2025 - Present
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Gurnee, IL
September 16, 2025 - Present
DISTRIBUTION SERVICES, LLC·CRD# 25938
BD
Gurnee, IL
September 16, 2025 - Present
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
Gurnee, IL
August 26, 2026 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
July 16, 2021 - March 4, 2025
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Chicago, IL
December 1, 2016 - April 21, 2021
E*TRADE FUTURES LLC·CRD# 145562
BD
Chicago, IL
January 21, 2015 - January 30, 2015
OPTIONSHOUSE1, LLC·CRD# 135625
BD
Chicago, IL
April 14, 2014 - January 21, 2015
NEWEDGE USA, LLC·CRD# 36118
BD
Chicago, IL
June 9, 2010 - January 9, 2014
NEWALLIANCE INVESTMENTS, INC.·CRD# 126880
BD
New Haven, CT
March 8, 2010 - April 9, 2010
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
September 27, 2007 - October 28, 2009

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Current Firm

SF
SMEAD FUNDS DISTRIBUTORS, LLC

SMEAD FUNDS DISTRIBUTORS, LLC | VT DISTRIBUTORS LLC | VONTOBEL DISTRIBUTORS LLC

CRD#: 173734 / SEC#: 8-69550
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 07/24/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
TAYLOR, GORDON BURDETTECHIEF COMPLIANCE OFFICER AND VICE PRESIDENT2990648

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(3/27/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Larry Little's CRS (Customer Relationship Summary).

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