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GH

Gary W. Henson

NORTHBROOK FINANCIAL GROUP
Auburn, CA 95603
Some features on this profile are disabled
CRD#: 3096196
GH

Professional summary

Gary William Henson is a registered financial advisor currently at NORTHBROOK FINANCIAL GROUP, LLC located in Auburn, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gary has worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: 1. One Alameda, LLC 2. Continental Norris, LLC 3. Continental Ramona, LLC 4. 1010 Racquet Club, LLC 5. 815 Kenneth Road, LLC 6. Continental Sunland, LLC 7. Continental Ventura, LLC 8. Continental Burbank, LLC 9. High Sierra Property Management, Inc. Nature of Business (1-9): Real Estate Management Position (1-8): Member and/or Manager; Position (9): Employee Is the Business Investment Related (1-9): No Address (1): 3659 Greve Drive, Palos Verdes, CA 90275 Address (2-9): 1010 Racquet Club Drive, Suite 104, Auburn, CA 95603 Start Date of Relationship with Business: (1) 10/08/2002; (2, 3, 6, 8) 01/01/1999; (4) 09/10/2008; (5) 12/18/1998; (7) 07/19/2000; (9) 07/12/1995 Approximate Cumulative Number of Hours/Month Devoted to Business (1-9): 5 Hours Approximate Cumulative Number of Hours/Month Devoted to Business (1-9) During Securities Trading Hours: 5 Hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary William Henson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2009 - Present

NORTHBROOK FINANCIAL GROUP, LLC

Office #1: 1010 Racquet Club Drive Suite 104, Auburn, CA 95603
RIA
CRD#: 130864
Auburn, CA
Past

October 3, 2001 - September 7, 2007

BRECEK & YOUNG ADVISORS, INC.

BD
CRD#: 40395
AUBURN, CA
Past

May 3, 1999 - December 31, 2008

NORTHBROOK FINANCIAL GROUP, LLC

RIA
CRD#: 130864
AUBURN, CA
Past

February 4, 1999 - October 3, 2001

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY
Past

November 10, 1998 - February 2, 1999

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/13/2009)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/29/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/1998
General Securities Representative Examination

Current Firm

NF
NORTHBROOK FINANCIAL GROUP, LLC
NORTHBROOK CAPITAL MANAGEMENT | NORTHBROOK MANAGEMENT, LLC | NORTHBROOK FINANCIAL GROUP, LLC | NORTHBROOK FINANCIAL GROUP

CRD#: 130864 / SEC#:

California
Registered Investment Advisory firm - (5/3/1999 Approved)
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Contact information

Main Address
1010 Racquet Club Drive Suite 104, Auburn, CA 95603
Mailing Address
Phone number
(530) 889-0400
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 13,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHBROOK FINANCIAL GROUP, LLC

CRD#: 130864Auburn, CA 95603

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