Alan M. Bean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Michael Bean, who also goes by Alan M Bean, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1999. Alan had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2012 - August 5, 2015
LEGEND ADVISORY, LLC
March 23, 2012 - August 5, 2015
LEGEND EQUITIES CORPORATION
January 24, 2011 - January 10, 2012
GWN SECURITIES INC.
March 18, 1999 - February 26, 2010
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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