Brandon J. Neer

DYNAMEX TRADING

NEW YORK, NY 10004

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CRD#: 3095387

Professional summary

Brandon Joseph Neer, who also goes by Brandan Joseph Neer, is a registered financial professional currently at DYNAMEX TRADING, LLC located in New York, New York.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 1998. Brandon has worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandan Joseph Neer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Joseph Neer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2017 - Present

DYNAMEX TRADING, LLC

Office #1: 11 Broadway Suite 360, New York, NY 10004

CRD#: 127434

NEW YORK, NY

Past

May 17, 2017 - July 9, 2019

FINANCIAL ADVOCATES SECURITIES, LLC

CRD#: 285175

New York, NY

Past

March 1, 2017 - June 19, 2017

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

NEW YORK, NY

Past

August 19, 2016 - March 1, 2017

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

April 20, 2015 - June 30, 2016

CRT CAPITAL GROUP LLC

CRD#: 28830

New York, NY

Past

July 12, 2011 - April 20, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

January 15, 2010 - June 1, 2011

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

June 15, 2009 - January 11, 2010

FIRST BROKERS SECURITIES LLC

CRD#: 27369

JERSEY CITY, NJ

Past

March 10, 2009 - June 18, 2009

LINKBROKERS DERIVATIVES LLC

CRD#: 123000

JERSEY CITY, NJ

Past

October 1, 2008 - December 16, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 2, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 13, 2004 - June 2, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 28, 1999 - May 7, 2004

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

November 17, 1998 - March 8, 1999

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/31/2017)

Connecticut
(7/31/2017)

Florida
(3/2/2023)

Illinois
(7/31/2017)

Massachusetts
(10/2/2017)

New Jersey
(7/31/2017)

New York
(7/31/2017)

Pennsylvania
(8/13/2019)

Texas
(10/2/2017)

Virginia
(12/12/2018)

Washington
(10/2/2017)

Exams

State Security Law Exam

Series 63

Date: 9/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 5/21/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 7/22/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/14/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/17/2016

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2016

General Securities Principal Examination

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DYNAMEX TRADING, LLC

CRD#: 127434 / SEC#: , 8-65999

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 Broadway Suite 360, New York, NY 10004

Mailing Address

11 Broadway Suite 360, New York, NY 10004

Phone number

(646) 827-6033

Established

Delaware since 10/01/2024

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GROUP ONE HOLDINGS LLC	PARENT COMPANY
BOCK, HARRIS ADAM	CHIEF EXECUTIVE OFFICER	5532493
CLARK, MICHAEL LAWRENCE	CFO / POO / PFO	4514317
LEFKOWITZ, JASON SCOTT	CHIEF COMPLIANCE OFFICER	4660146

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brandon J. Neer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Joseph Neer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES SECURITIES, LLC

DASH FINANCIAL TECHNOLOGIES LLC

COWEN EXECUTION SERVICES LLC

CRT CAPITAL GROUP LLC

STERNE, AGEE & LEACH, INC.

BNP PARIBAS SECURITIES CORP.

FIRST BROKERS SECURITIES LLC

LINKBROKERS DERIVATIVES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

RBC CAPITAL MARKETS CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1999

SIE

Date: 10/1/2018

Series 87

Date: 5/21/2015

Series 55

Date: 7/22/2000

Series 7

Date: 11/14/1998

Series 4

Date: 11/17/2016

Series 24

Date: 6/29/2016

Cboe Exchange, Inc.

FINRA

Nasdaq Stock Market

Current Firm

DYNAMEX TRADING, LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DYNAMEX TRADING, LLC

TRUST BUT VERIFY

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