BW
Bobby R. White
RFG ADVISORY
VESTAVIA HILLS, AL 35242
Some features on this profile are disabled
CRD#: 3095184
BW
Professional summary
Bobby Ray Trust White, who also goes by Bobby Ray White, is a registered financial advisor currently at RFG ADVISORY, LLC located in Vestavia Hills, Alabama and PRIVATE CLIENT SERVICES, LLC located in Enterprise, Alabama.
Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bobby has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bobby Ray White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 06/01/2004. RFG ADVISORY. 1400 URBAN CENTER DR, STE 475, VESTAVIA HILLS, AL 35242. DBA FOR PCS BUSINESS. OSJ. 60 HOURS/MO; 60 DURING TRADING HOURS. 2) 06/01/2011. RFG ADVISORY. 1400 URBAN CENTER DR, STE 475, VESTAVIA HILLS, AL 35242. REGISTERED INVESTMENT ADVISOR. OWNER/IAR. 60 HOURS/MO; 60 DURING TRADING HOURS. 3) 10/05/2016. RFG SOLUTIONS. 1400 URBAN CENTER DR, STE 490, VESTAVIA HILLS, AL 35242. DBA FOR NON VARIABLE INSURANCE. OWNER/AGENT. 4 HOURS/MO; 4 DURING TRADING HOURS. 4) 04/17/2015. WILLIAM FINANCIAL ADVISORS 6425 YOUREE DR, STE 180, SHREVEPORT, LA 71105. DBA FOR PCS BUSINESS. 4 HOURS/MO; 4 DURING TRADING HOURS. 5) BRW VENTURES, LLC. 3360 DUNBROOKE DR, MOUNTAIN BROOK, AL 35243. LLC OWNED BY MY IRREV. TRUST TO MAKE REAL ESTATE INVESTMENTS AND POTENTIALLY OTHER OPERATING COMPANIES. SOLE MEMBER. 10 HRS/MO; 5 DURING TRADING HRS. INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Bobby Ray Trust White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2011 - Present
RFG ADVISORY, LLC
Office #1: 1400 Urban Center Dr. Suite 475, Vestavia Hills, AL 35242RIA
CRD#: 158401
VESTAVIA HILLS, AL
Current
June 4, 2018 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1020 Boll Weevil Circle Suite A, Enterprise, AL 36330Office #2: Three City Place Drive Suite 590, Creve Coeur, MO 63141Office #3: 6425 Youree Drive Suite 180, Shreveport, LA 71105Office #4: 1400 Urban Center Drive Suite 475, Birmingham, AL 35242RIA
BD
CRD#: 120222
Enterprise, AL
Past
August 20, 2015 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
VESTAVIA HILLS, AL
Past
August 8, 2011 - July 2, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
VESTAVIA HILLS, AL
Past
June 28, 2004 - August 8, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BIRMINGHAM, AL
Past
June 28, 2004 - August 8, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DECATUR, AL
Past
January 7, 2004 - June 30, 2004
OSAIC FA, INC.
RIA
CRD#: 3978
BIRMINGHAM, AL
Past
January 7, 2004 - June 30, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 7, 2004 - June 30, 2004
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
May 3, 1999 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
BIRMINGHAM, AL
Past
August 21, 1998 - December 19, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/8/2011)
RR
Alabama(6/4/2018)
RR
Alaska(2/7/2020)
RR
Arizona(6/4/2018)
RR
Arkansas(6/4/2018)
RR
California(6/4/2018)
RR
Colorado(6/4/2018)
RR
Connecticut(6/4/2018)
RR
Delaware(6/4/2018)
RR
District of Columbia(6/4/2018)
RR
Florida(6/4/2018)
RR
Georgia(6/4/2018)
RR
Hawaii(4/16/2019)
RR
Idaho(6/4/2018)
RR
Illinois(6/4/2018)
RR
Indiana(6/4/2018)
RR
Iowa(6/4/2018)
RR
Kansas(6/4/2018)
RR
Kentucky(6/4/2018)
IAR
Louisiana(8/12/2011)
RR
Louisiana(6/4/2018)
RR
Maine(6/4/2018)
RR
Maryland(6/4/2018)
RR
Massachusetts(6/4/2018)
RR
Michigan(6/4/2018)
RR
Minnesota(6/4/2018)
RR
Mississippi(6/4/2018)
RR
Missouri(6/4/2018)
RR
Montana(6/4/2018)
RR
Nebraska(6/4/2018)
RR
Nevada(6/4/2018)
RR
New Hampshire(6/4/2018)
RR
New Jersey(6/4/2018)
RR
New Mexico(6/4/2018)
RR
New York(6/4/2018)
RR
North Carolina(6/4/2018)
RR
Ohio(6/4/2018)
RR
Oklahoma(6/4/2018)
RR
Oregon(6/4/2018)
RR
Pennsylvania(6/4/2018)
RR
South Carolina(6/4/2018)
RR
South Dakota(6/4/2018)
RR
Tennessee(6/4/2018)
IAR
Texas(8/8/2011)
RR
Texas(6/4/2018)
RR
Utah(6/4/2018)
RR
Vermont(6/4/2018)
RR
Virginia(6/4/2018)
RR
Washington(6/4/2018)
RR
West Virginia(6/4/2018)
RR
Wisconsin(6/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245
Mailing Address
Phone number
(205) 397-2450
Established
Firm type
Fiscal year end
# of Employees
277
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23,999 |
| AUM (Assets Under Management) | $ 6,120,333,343 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RFG ADVISORY, LLC
CRD#: 158401Vestavia Hills, AL 35242TRUST BUT VERIFY
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