Joseph B. Singer

HC ADVISORS LLC

Sandy Springs, GA 30328

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CRD#: 3095077

Professional summary

Joseph Brian Singer, who also goes by Joe Singer, is a registered financial advisor currently at HC ADVISORS LLC located in Sandy Springs, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Singer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J.SINGER & CO.,LLC, YES, INVESTMENT RELATED, ADDRESS:750 HAMMOND DR.NE BLDG. ONE, SUITE 200, CONSULTING, MANAGING PARTNER,2020, 30 HRS/MONTH, 15 HRS, 1)CFO TO A FAMILY OFFICE OVERSEEING ACCOUNTS 2) CONSULTING BOARD ADVISORS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Brian Singer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2020 - Present

HC ADVISORS LLC

Office #1: 750 Hammond Drive Building 1, Suite 200, Sandy Springs, GA 30328

RIA

CRD#: 165200

Sandy Springs, GA

Past

June 1, 2009 - February 24, 2020

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

June 1, 2009 - February 24, 2020

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

March 14, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

March 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

August 3, 2005 - March 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

July 7, 2005 - March 15, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

October 1, 1999 - March 1, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 29, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/4/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 8/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/6/2005

General Securities Representative Examination

Current Firm

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

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Contact information

Main Address

750 Hammond Drive Building 1, Suite 200, Sandy Springs, GA 30328

Mailing Address

Phone number

(404) 705-4593

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HC ADVISORS LLC PART 2 BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	751
AUM (Assets Under Management)	$ 491,508,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph B. Singer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Brian Singer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

HC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2005

Series 63

Date: 7/16/2005

SIE

Date: 10/1/2018

Series 3

Date: 10/4/2012

Series 31

Date: 8/13/2005

Series 7

Date: 7/6/2005

Current Firm

HC ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HC ADVISORS LLC

TRUST BUT VERIFY

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