Stewart D. Patridge
Professional summary
Stewart Dibrell Patridge was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stewart is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Stewart had worked at 6 firms, which includes INVESTORS CAPITAL CORP., MUTUAL OF OMAHA INVESTOR SERVICES INC., LPL FINANCIAL LLC, TRUIST INVESTMENT SERVICES INC., PFIC SECURITIES CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2013 - May 23, 2014
INVESTORS CAPITAL CORP.
August 12, 2013 - May 23, 2014
INVESTORS CAPITAL CORP.
August 26, 2011 - August 12, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 5, 2011 - August 12, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 8, 2009 - August 9, 2011
LPL FINANCIAL LLC
June 8, 2009 - August 9, 2011
LPL FINANCIAL LLC
June 30, 2008 - May 28, 2009
TRUIST INVESTMENT SERVICES, INC.
May 28, 2008 - May 28, 2009
TRUIST INVESTMENT SERVICES, INC.
March 3, 2000 - January 16, 2001
PFIC SECURITIES CORPORATION
September 11, 1998 - February 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
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