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RM

Ralph Merhi

Some features on this profile are disabled
CRD#: 3094962
RM

Professional summary

Ralph Merhi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ralph is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Ralph had worked at 5 firms, which includes SALOMON GREY FINANCIAL CORPORATION, HUNTER SCOTT FINANCIAL LLC., LH ROSS & COMPANY INC., NEWBRIDGE SECURITIES CORPORATION, GKN SECURITIES CORP..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 24, 2004 - August 9, 2004

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

September 11, 2003 - April 28, 2004

HUNTER SCOTT FINANCIAL LLC.

BD
CRD#: 45559
DELRAY BH, FL
Past

July 22, 2003 - September 22, 2003

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

August 25, 2000 - October 1, 2003

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

August 21, 1998 - August 14, 2000

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/14/2001
General Securities Principal Examination

Current Firm

SG
SALOMON GREY FINANCIAL CORPORATION
RRK SECURITIES | SALOMON GREY FINANCIAL CORPORATION | SALOMON GREY FINANCIAL | RRK SECURITIES, INC.

CRD#: 43413 / SEC#: , 8-50268

BD
Revoked by SEC on 06/01/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 09/22/1997
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SALOMON GREY FINANCIAL GROUP, INC.75.1% SHAREHOLDER
ROBAR LLC24.9% DIRECT OWNER
CAROTHERS, SCOTT WILLIAMFINANCIAL PRINCIPAL/FINOP
EDWARDS, GRANT ALANEXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING2745376
ROWE, KYLE BROWNINGCHAIRMAN AND VICE-PRESIDENT, OWNER2310978
SUTTON, KELLYSROP2033974

Disclosures

Regulatory Event5
Civil Event1
Arbitration5
Financial1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

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