Matthew L. Joki

INTEGRITY CAPITAL

Scottsdale, AZ 85260

Some features on this profile are disabled

CRD#: 3094906

Professional summary

Matthew Louis Joki, who also goes by Matt Joki, Matthew L Joki, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Scottsdale, Arizona.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Joki | Matthew L Joki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Louis Joki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2020 - Present

INTEGRITY CAPITAL, LLC

Office #1: 16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

CRD#: 285198

Scottsdale, AZ

Past

March 17, 2010 - December 6, 2019

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

June 14, 2007 - March 11, 2010

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

CHICAGO, IL

Past

June 8, 2007 - March 11, 2010

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

January 6, 2006 - April 17, 2007

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

August 10, 2004 - April 17, 2007

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

September 13, 2002 - April 2, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

September 7, 2001 - August 6, 2002

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

January 6, 2000 - May 29, 2001

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

August 21, 1998 - January 5, 2000

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/30/2020)

Alaska
(2/29/2024)

Arizona
(4/30/2020)

Arkansas
(2/28/2024)

California
(1/28/2024)

Colorado
(2/15/2024)

Connecticut
(2/23/2024)

Delaware
(2/15/2024)

District of Columbia
(2/27/2024)

Florida
(4/30/2020)

Georgia
(2/1/2024)

Hawaii
(1/28/2024)

Idaho
(1/29/2024)

Illinois
(4/30/2020)

Indiana
(3/20/2024)

Iowa
(1/29/2024)

Kansas
(1/30/2024)

Kentucky
(1/29/2024)

Louisiana
(1/29/2024)

Maine
(3/7/2024)

Maryland
(2/21/2024)

Massachusetts
(3/6/2024)

Michigan
(2/20/2024)

Minnesota
(3/18/2024)

Mississippi
(1/28/2024)

Missouri
(3/11/2024)

Montana
(4/30/2020)

Nebraska
(1/28/2024)

Nevada
(2/1/2024)

New Hampshire
(3/5/2024)

New Jersey
(1/28/2024)

New Mexico
(1/28/2024)

New York
(1/28/2024)

North Carolina
(1/28/2024)

North Dakota
(4/30/2020)

Ohio
(5/1/2020)

Oklahoma
(2/1/2024)

Oregon
(4/30/2020)

Pennsylvania
(1/29/2024)

Rhode Island
(1/28/2024)

South Carolina
(2/9/2024)

South Dakota
(1/28/2024)

Tennessee
(1/23/2020)

Texas
(4/30/2020)

Utah
(1/28/2024)

Vermont
(1/28/2024)

Virginia
(4/30/2020)

Washington
(1/28/2024)

West Virginia
(1/31/2024)

Wisconsin
(1/31/2024)

Wyoming
(3/7/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY WEALTH, LLC	MEMBER
DENHAM, ERIC TODD	PRESIDENT	1812039
GILBREATH, WESLEY BLAKE	CHIEF FINANCIAL OFFICER	7294886
GILBREATH, WESLEY BLAKE	FINOP	7294886
GILBREATH, WESLEY BLAKE	PRINCIPAL FINANCIAL OFFICER	7294886
LEPORE, KENNETH	PRINCIPAL OPERATIONS OFFICER	1356913
LEPORE, KENNETH	CCO	1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew L. Joki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Louis Joki's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL FUNDS DISTRIBUTOR, INC.

ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CURIAN CAPITAL, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

COREBRIDGE CAPITAL SERVICES, INC.

FIRST TRUST PORTFOLIOS L.P.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2004

Series 63

Date: 8/25/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2012

Series 6

Date: 8/19/1998

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTEGRITY CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors