Anthony G. Dacosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony George Dacosta, who also goes by Tony Dacosta II, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2010 - April 27, 2012
THE BENCHMARK COMPANY, LLC
April 9, 2009 - September 22, 2010
MDB CAPITAL
April 4, 2006 - May 28, 2008
MDB CAPITAL
May 19, 2005 - April 5, 2006
GUNNALLEN FINANCIAL, INC
May 9, 2005 - May 20, 2005
ADVANCED PLANNING SECURITIES, INC.
December 3, 2004 - May 9, 2005
NATIONS FINANCIAL GROUP, INC.
April 3, 2002 - November 1, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 29, 1999 - April 9, 2002
HAPOALIM SECURITIES USA, INC.
October 7, 1998 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
August 13, 1998 - September 28, 1998
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
