JV
Jennifer J. Vargas
SPC
Ridgecrest, CA 93555
Some features on this profile are disabled
CRD#: 3094853
JV
Professional summary
Jennifer Jill Vargas, who also goes by Jennifer Jill Kuhlman, Jennifer Kuhlman, is a registered financial advisor currently at SPC located in Ridgecrest, California and PARKLAND SECURITIES, LLC located in Ridgecrest, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Jill Kuhlman | Jennifer Kuhlman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner, Q4 Insurance & Financial Services, Inc.; Q4 WealthCare; a private entity established to facilitate securities, advisory, and insurance business; as of 3/24/2023; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of04/27/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. California notary public, offering notary services. Start date: 2004, approx. 10-20 hrs/mo with 10% during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Jill Vargas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2023 - Present
SPC
Office #1: 720 N Norma St, Ste F, Ridgecrest, CA 93555RIA
CRD#: 110692
Ridgecrest, CA
Current
November 1, 2023 - Present
PARKLAND SECURITIES, LLC
Office #1: 720 N. Norma St. Ste. F, Ridgecrest, CA 93555BD
CRD#: 115368
Ridgecrest, CA
Past
August 3, 2018 - November 2, 2023
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
RIDGECREST, CA
Past
December 7, 2001 - November 2, 2023
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
RIDGECREST, CA
Past
January 14, 2000 - December 10, 2001
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
January 22, 1999 - December 31, 1999
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2023)
RR
California(11/1/2023)
IAR
California(11/1/2023)
RR
Florida(11/1/2023)
RR
Idaho(11/1/2023)
RR
Iowa(11/1/2023)
RR
Kansas(10/3/2024)
RR
Kentucky(10/9/2024)
RR
Montana(11/1/2023)
RR
Nevada(11/1/2023)
RR
Oregon(11/1/2023)
RR
South Carolina(11/1/2023)
RR
Tennessee(11/1/2023)
IAR
Texas(5/9/2024)
RR
Utah(2/4/2025)
RR
Washington(11/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Ridgecrest, CA 93555TRUST BUT VERIFY
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