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Mark Mccabe Duncan

VIRTU AMERICAS
Short Hills, NJ
·CRD# 3094678·27 years experience

Professional Summary

Mark Mccabe Duncan is a registered financial advisor currently at VIRTU AMERICAS LLC located in Short Hills, New Jersey. Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Current

VIRTU AMERICAS LLCCurrent·CRD# 149823
BD
101 Jfk Parkway 6th Floor, Short Hills, NJ 07078
July 1, 2016 - Present

Past

CITI ORDER ROUTING AND EXECUTION, LLCPast·CRD# 103768
BD
Mt. Pleasant, SC
September 23, 2011 - July 8, 2016
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
August 4, 2011 - July 8, 2016
LAVAFLOW, INC.Past·CRD# 120444
BD
New York, NY
August 15, 2011 - February 19, 2013
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLCPast·CRD# 36000
BD
Mt. Pleasant, SC
August 15, 2011 - September 23, 2011
THE VERTICAL GROUPPast·CRD# 104353
BD
Red Bank, NJ
January 25, 2008 - August 16, 2011
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
August 18, 2006 - February 4, 2008
TD WATERHOUSE CAPITAL MARKETS, INC.Past·CRD# 116757
BD
Bellevue, NE
May 14, 2002 - August 18, 2006
LADENBURG THALMANN & CO. INC.Past·CRD# 505
BD
New York, NY
July 12, 2000 - June 4, 2002
TD AMERITRADE, INC.Past·CRD# 7870
BD
Omaha, NE
May 14, 2002 - May 31, 2002
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
November 4, 1999 - November 6, 2000
FIRST CLEARING, LLCPast·CRD# 17344
BD
St. Louis, MO
June 28, 1999 - October 22, 1999

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Current Firm

VA
VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER—
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/25/2026)
RR
Colorado
(3/10/2026)
RR
Florida
(3/10/2026)
RR
New Jersey
(7/5/2016)
RR
New York
(7/1/2016)
RR
North Carolina
(3/10/2026)
RR
Tennessee
(3/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Mark Mccabe Duncan's CRS (Customer Relationship Summary).

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