Mark M. Duncan
Professional summary
Mark Mccabe Duncan is a registered financial professional currently at VIRTU AMERICAS LLC located in Short Hills, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Mccabe Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2016 - Present
VIRTU AMERICAS LLC
Office #1: 101 Jfk Parkway 6th Floor, Short Hills, NJ 07078September 23, 2011 - July 8, 2016
CITI ORDER ROUTING AND EXECUTION, LLC
August 15, 2011 - September 23, 2011
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
August 15, 2011 - February 19, 2013
LAVAFLOW, INC.
August 4, 2011 - July 8, 2016
CITIGROUP GLOBAL MARKETS INC.
January 25, 2008 - August 16, 2011
THE VERTICAL GROUP
August 18, 2006 - February 4, 2008
CITIGROUP GLOBAL MARKETS INC.
May 14, 2002 - May 31, 2002
TD AMERITRADE, INC.
May 14, 2002 - August 18, 2006
TD WATERHOUSE CAPITAL MARKETS, INC.
July 12, 2000 - June 4, 2002
LADENBURG THALMANN & CO. INC.
November 4, 1999 - November 6, 2000
WELLS FARGO CLEARING SERVICES, LLC
June 28, 1999 - October 22, 1999
FIRST CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2016)
(7/1/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/9/1999
Limited Representative-Equity Trader Exam24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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