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AS

Andrew J. Summers

SUMMERS VALUE PARTNERS LLC
DENVER, CO 80209
Some features on this profile are disabled
CRD#: 3094603
AS

Professional summary


Andrew J Summers, who also goes by Andy J Summers, is a registered financial advisor currently at SUMMERS VALUE PARTNERS LLC located in Denver, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Andrew has worked at 4 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andy J Summers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Andrew J Summers's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 7, 2018 - Present

SUMMERS VALUE PARTNERS LLC

Office #1: 50 South Steele Street #588, Denver, CO 80209
RIA
CRD#: 297254
DENVER, CO
Past

December 1, 2004 - December 31, 2007

SILVERGATE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 132530
DENVER, CO
Past

December 1, 2003 - July 27, 2004

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

March 18, 2003 - December 1, 2003

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/7/2018)

Exams


General Industry/Product Exam
RR
Series 7
Date: 3/12/2003
General Securities Representative Examination

Current Firm


SV
SUMMERS VALUE PARTNERS LLC
SUMMERS VALUE PARTNERS LLC

CRD#: 297254 / SEC#:

Colorado
Registered Investment Advisory firm - (9/6/2018 Approved)
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Contact information


Main Address
50 South Steele Street #588, Denver, CO 80209
Mailing Address
Phone number
(303) 618-6420
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 54,770,000

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
ColoradoERA - Withdrawn6/26/2018

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUMMERS VALUE PARTNERS LLC

CRD#: 297254Denver, CO 80209

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