Mami Hidaka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mami Hidaka was a registered financial professional .
Mami is a previously registered financial professional and started their career in finance in 1999. Mami had worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2018 - May 11, 2023
MONITOR CAPITAL LLC
May 17, 2013 - January 7, 2016
TCW FUNDS DISTRIBUTORS LLC
December 8, 2010 - January 13, 2012
PROFOR ADVISORS
January 7, 2003 - December 22, 2008
FAIRFIELD HEATHCLIFF CAPITAL LLC
May 23, 2002 - December 16, 2002
MORGAN STANLEY & CO. LLC
October 6, 1999 - December 16, 2002
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONITOR CAPITAL LLC
CRD#: 146087 / SEC#: , 8-67782
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
