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PB

Pamela J. Bruzinski

DAVID LERNER ASSOCIATES
Westport, CT 06880
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CRD#: 3094489
PB

Professional summary


Pamela Joy Bruzinski, who also goes by Pamela Joy Giarrantano, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Westport, Connecticut.

Pamela is registered as a RR (Registered Representative) and started their career in finance in 1998. Pamela has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Pamela Joy Giarrantano

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Pamela Joy Bruzinski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 10, 2015 - Present

DAVID LERNER ASSOCIATES, INC.

Office #1: 1221 Post Road, Westport, CT 06880
BD
CRD#: 5397
Westport, CT
Past

December 17, 1998 - February 24, 2014

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/10/2015)
RR
New York
(9/11/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 1/25/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.

CRD#: 5397 / SEC#: , 8-20746

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006
Phone number
(516) 921-4200
Established
New York since 11/06/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LERNER, DAVIDSHAREHOLDER307120
HOLEMAN, ALLEN BERNARDCHIEF COMPLIANCE OFFICER1060910
SANTOS, ERIKA VALERIAFINOP6218921
WALCOE, MARTIN KEVINPRESIDENT1593935

Disclosures


Regulatory Event22
Arbitration19

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAVID LERNER ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397Westport, CT 06880

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