Michael D. Seely

MADRONA FINANCIAL & CPAS

Everett, WA 98201

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CRD#: 3094488

Professional summary

Michael David Seely is a registered financial advisor currently at MADRONA FINANCIAL & CPAS located in Everett, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed Insurance 2. Not investment related 3. 6100 219th St. SW Suite 480, Mountlake Terrace, WA 98043 4. Fixed/Traditional Insurance 5. Agent 6. 10/2020 7. 40 hrs/mo 8. 40 hrs during trading 9. Sales of Fixed / Traditional Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Seely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2020 - Present

MADRONA FINANCIAL & CPAS

Office #1: 2911 Bond Street, Suite 200, Everett, WA 98201

RIA

CRD#: 115753

Everett, WA

Past

November 2, 2020 - January 19, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mountlake Terrace, WA

Past

January 21, 2014 - November 2, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MOUNTLAKE TERRACE, WA

Past

February 26, 2013 - November 2, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MOUNTLAKE TERRACE, WA

Past

February 22, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

MOUNTLAKE TERRACE, WA

Past

March 15, 2004 - April 30, 2012

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

KALISPELL, MT

Past

January 24, 2003 - April 30, 2012

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

KALISPELL, MT

Past

May 10, 2000 - January 15, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 6, 1998 - July 30, 1999

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/1998

General Securities Representative Examination

Current Firm

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

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Contact information

Main Address

2911 Bond Street, Suite 200, Everett, WA 98201

Mailing Address

Phone number

(425) 212-3777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADRONA FINANCIAL SERVICES, LLC ADV PART 2A 03.17.2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,725
AUM (Assets Under Management)	$ 505,696,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Seely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Seely's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

EDWARD JONES

USAA INVESTMENT SERVICES COMPANY

Primary Firm SEC Registration

MADRONA FINANCIAL & CPAS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2004

Series 63

Date: 8/13/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/5/1998

Current Firm

MADRONA FINANCIAL & CPAS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADRONA FINANCIAL & CPAS

TRUST BUT VERIFY

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