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Michael J. Breton

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CRD#: 3094155
MB

Professional summary

Michael Joseph Breton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Michael had worked at 2 firms, which includes STRATEGIC CAPITAL MANAGEMENT LLC, RAYMOND JAMES FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael J Breton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2000 - December 16, 2016

STRATEGIC CAPITAL MANAGEMENT, LLC

RIA
CRD#: 128632
WELLESLEY, MA
Past

September 28, 1999 - June 29, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/4/2000
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/18/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/1999
General Securities Representative Examination

Current Firm

SC
STRATEGIC CAPITAL MANAGEMENT, LLC
STRATEGIC CAPITAL MANAGEMENT, LLC

CRD#: 128632 / SEC#:

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Contact information

Main Address
890 Winter Street Suite 208, Waltham, MA 02451
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

STRATEGIC CAPITAL MANAGEMENT, LLC

CRD#: 128632

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