JL
Jennifer Larose
HEALTHCARE COMMUNITY SECURITIES
Shelby Township, MI
Some features on this profile are disabled
CRD#: 3094139
JL
Professional summary
Jennifer Larose, who also goes by Jennifer Lynn Bosch, Jennifer Lynn Larose, is a registered financial advisor currently at HEALTHCARE COMMUNITY SECURITIES CORP. located in Shelby Township, Michigan.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 12 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Lynn Bosch | Jennifer Lynn Larose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COMPLIANCE RISK CONCEPTS; NOT INVESTMENT RELATED; 40 EXCHANGE PLACE, STE 402, NEW YORK, NY 10005; COMPLIANCE SUPPORT TO BD & IA FIRMS ; REGULATORY COMPLIANCE PROFESSIONAL; 12/2020; 160 HRS/MTH DURING SECURITIES TRADING HOURS; COMPLIANCE CONSULTING. 2. HEALTHCARE COMMUNITY SECURITIES CORP, INVESTMENT RELATED, ONE EMPIRE DR RENSSELAER NY 12144, DUAL REGISTERED BD & RIA, CCO, INDEPENDENT CONTRACTOR, 1/2022, 15-20 HRS, 15-20 HRS, COMPLIANCE OVERSIGHT 3. CNL SECURITIES, INVESTMENT RELATED, 450 South Orange, Orlando, FL 32801, BROKER DEALER, 9/2021, 2 HRS/MTH, NRF COMPLIANCE SUPPORT 4. FAP USA, INVESTMENT RELATED, NEW YORK, NT, BROKER DEALER, COMPLIANCE ADMIN, 7/2021, 10 HRS/MTH, NRF COMPLIANCE SUPPORT 5. StratCap Securities, Investment Related, Greenwich, CT, Broker Dealer, Compliance Consultant, INDEPENDENT CONTRACTOR, 11/2024, 30-40 HRS/MTH DURING SECURITIES TRADING HOURS; COMPLIANCE Oversight. 6. FCA Capital Markets LLC, Investment Related; 240 St. Paul Street, Suite 400, Denver, CO, 80206; CEO 7 CCO; start date 11/17/25; 10 hours month/during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Larose's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Larose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2022 - Present
HEALTHCARE COMMUNITY SECURITIES CORP.
RIA
BD
CRD#: 36026
Shelby Township, MI
Current
January 20, 2022 - Present
HEALTHCARE COMMUNITY SECURITIES CORP.
Office #1: One Empire Drive, Rensselaer, NY 12144RIA
BD
CRD#: 36026
Rensselaer, NY
Current
October 24, 2024 - Present
STRATCAP SECURITIES, LLC
Office #1: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112BD
CRD#: 151152
NEW YORK, NY
Past
February 8, 2023 - August 1, 2024
ACRETRADER FINANCIAL, LLC
BD
CRD#: 320820
Fayetteville, AR
Past
July 20, 2022 - December 22, 2023
BRIARCLIFFE CREDIT PARTNERS, LLC
BD
CRD#: 313453
NEW YORK, NY
Past
October 22, 2021 - April 27, 2022
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
RIA
CRD#: 147991
New York, NY
Past
October 18, 2021 - July 1, 2022
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
BD
CRD#: 147991
LOS ANGELES, CA
Past
March 19, 2021 - January 19, 2022
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
SHELBY TOWNSHIP, MI
Past
February 5, 2021 - January 19, 2022
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
March 28, 2018 - December 17, 2020
SECURE ASSET MANAGEMENT, L.L.C.
RIA
CRD#: 144046
TROY, MI
Past
March 28, 2018 - December 17, 2020
AURORA SECURITIES
BD
CRD#: 46147
Troy, MI
Past
March 11, 2010 - March 26, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
TROY, MI
Past
December 20, 2006 - March 26, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
TROY, MI
Past
August 31, 2001 - January 12, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
TROY, MI
Past
April 22, 1999 - August 31, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HEALTHCARE COMMUNITY SECURITIES CORP.
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
CRD#: 36026 / SEC#: 801-67370, 8-46981
RIA
Registered Investment Advisory firm - SEC (1/5/2007 Approved)New York
Registered Investment Advisory firm - SEC (3/25/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/24/2024)
RR
Connecticut(10/24/2024)
RR
Michigan(10/24/2024)
RR
New York(1/20/2022)
IAR
New York(1/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HEALTHCARE COMMUNITY SECURITIES CORP.
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
CRD#: 36026 / SEC#: 801-67370, 8-46981
RIA
Registered Investment Advisory firm - SEC (1/5/2007 Approved)New York
Registered Investment Advisory firm - SEC (3/25/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
One Empire Drive, Rensselaer, NY 12144
Mailing Address
One Empire Drive, Rensselaer, NY 12144
Phone number
(518) 431-7600
Established
New York since 07/21/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
11
SEC notice filing (4 States and Territories)
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROUP INSURANCE AGENCY | PARENT CORPORATION | |
| BORYSZAK, MARTIN W | BOARD OF DIRECTOR | 7879632 |
| BUCK, NOAH PATRICK | PRESIDENT | 7071368 |
| CUSACK, MICHELE L. | BOARD OF DIRECTOR | 8030752 |
| GELLER, MARK ELI | BOARD OF DIRECTOR | 7880534 |
| HAYES, MARY KATHERINE | CFO | 6496056 |
| LAROSE, JENNIFER | CHIEF COMPLIANCE OFFICER | 3094139 |
| MANZER, ANDREW RAYMOND | BOARD OF DIRECTOR | 6852044 |
| MCCOLLUM, CYNTHIA | BOARD OF DIRECTOR | 7564445 |
| RATNER, JOSHUA S | BOARD OF DIRECTOR | 7880541 |
| SCHILLER, JONATHAN DAVID | BOARD OF DIRECTOR | 7880562 |
| SMITH, JAMES | BOARD OF DIRECTOR | 8030764 |
| THOMAS, HUGH RICHARD | BOARD OF DIRECTOR | 6852059 |
| VERZI, DENNIS JAMES | BOARD OF DIRECTORS | 6468921 |
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 4,551,889,453 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
