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Lasselve Lloyd Talbot

CRD# 3094105·Registered 2004 - 2012
Previously Registered: Being a previously registered professional could mean that Lasselve is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lasselve Lloyd Talbot, who also goes by Laselve Talbot, was a registered financial advisor. Lasselve was a previously registered financial professional and started their career in finance 2004 - 2012. Lasselve had worked at 3 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laselve Talbot

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BASIS FINANCIAL, LLC·CRD# 43694
BD
N. Miami Beach, FL
May 9, 2012 - September 28, 2012
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
July 24, 2008 - July 28, 2010
CAPITAL & CREDIT INTERNATIONAL, INC.·CRD# 136660
BD
Miami, FL
January 17, 2006 - May 7, 2007
CP CAPITAL SECURITIES·CRD# 15029
BD
Miami, FL
March 16, 2004 - December 9, 2005

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Current Firm

BF
BASIS FINANCIAL, LLC

BASIS FINANCIAL, LLC | OMNI SECURITIES, L.L.C.

CRD#: 43694 / SEC#: 8-50367
BD
Terminated by SEC on 02/14/2013

Contact Information

Established

Texas since 07/15/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTHEASTERN FINANCIAL HOLDINGSSHAREHOLDER—
KARAPETYAN, ARMENPRESIDENT—

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Mar 2004About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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