Timothy W. Carne

SFG WEALTH MANAGEMENT

Towson, MD 21204

Some features on this profile are disabled

CRD#: 3094092

Professional summary

Timothy William Carne, CIMA® is a registered financial advisor currently at SFG WEALTH MANAGEMENT located in Towson, Maryland and LPL FINANCIAL LLC located in Towson, Maryland.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Carne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 16, 2016 - Present

SFG WEALTH MANAGEMENT

Office #1: 1104 Kenilworth Drive Suite 500, Towson, MD 21204

RIA

CRD#: 285785

Towson, MD

Current

April 23, 2012 - Present

LPL FINANCIAL LLC

Office #1: 1104 Kenilworth Drive Ste 500, Towson, MD 21204

RIA

CRD#: 6413

TOWSON, MD

Past

April 23, 2012 - April 5, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

DUNDALK, MD

Past

October 6, 2006 - April 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HUNT VALLEY, MD

Past

October 6, 2006 - April 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HUNT VALLEY, MD

Past

January 1, 2002 - November 2, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

COLUMBIA, MD

Past

May 26, 2000 - November 2, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

COLUMBIA, MD

Past

July 29, 1998 - May 26, 2000

CRESTAR SECURITIES CORPORATION

CRD#: 17464

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SFG WEALTH MANAGEMENT

SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC

CRD#: 285785 / SEC#: 801-108748

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(11/4/2025)

Connecticut
(5/20/2022)

Florida
(8/2/2012)

Maryland
(4/23/2012)

IAR

Maryland
(12/16/2016)

North Carolina
(4/27/2012)

Pennsylvania
(4/27/2012)

Texas
(4/27/2012)

Virginia
(9/25/2025)

West Virginia
(3/11/2024)

Wisconsin
(11/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SFG WEALTH MANAGEMENT

SFG WEALTH MANAGEMENT | SYNERGY FINANCIAL GROUP LLC | SFG WEALTH MANAGEMENT, LLC

CRD#: 285785 / SEC#: 801-108748

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1104 Kenilworth Drive Suite 500, Towson, MD 21204

Mailing Address

Phone number

(410) 825-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (9/9/2025)

FORM ADV PART 2A - FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	1,918
AUM (Assets Under Management)	$ 643,567,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Brian Mckinney

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

Gary Williams

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy W. Carne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Carne's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CRESTAR SECURITIES CORPORATION

Primary Firm SEC Registration

SFG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2001

Series 63

Date: 8/10/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1998

Series 24

Date: 7/9/2025

FINRA

Current Firm

SFG WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SFG WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors