Fanglun M. Chai
Professional summary
Fanglun Michael Chai was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fanglun is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Fanglun had worked at 4 firms, which includes MOMENTIX CAPITAL INC., NATIONAL CLEARING CORP., JOSEPHTHAL & CO. INC., ANDREW ALEXANDER WISE & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2000 - February 10, 2000
MOMENTIX CAPITAL, INC.
September 30, 1999 - December 14, 1999
NATIONAL CLEARING CORP.
December 24, 1998 - June 3, 1999
JOSEPHTHAL & CO., INC.
September 25, 1998 - November 13, 1998
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOMENTIX CAPITAL, INC.
CRD#: 20130 / SEC#: , 8-38086
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
