Gregory J. Kallus

HORNOR, TOWNSEND & KENT

Houston, TX 77057

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CRD#: 3093806

Professional summary

Gregory James Kallus, who also goes by Gregory J Kallus, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Houston, Texas.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory J Kallus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Kallus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gregory James Kallus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2024 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 5718 Westheimer Rd Suite 920, Houston, TX 77057

RIA

CRD#: 4031

Houston, TX

Current

May 31, 2024 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 5718 Westheimer Rd Suite 920, Houston, TX 77057

RIA

CRD#: 4031

Houston, TX

Past

January 11, 2023 - January 11, 2024

CALDERWOOD FINANCIAL STRATEGIES, INC.

RIA

CRD#: 313466

HOUSTON, TX

Past

December 13, 2021 - July 19, 2022

SAXON FINANCIAL GROUP

RIA

CRD#: 311687

HOUSTON, TX

Past

March 1, 2021 - November 12, 2021

HUCKIN FINANCIAL GROUP, INC.

RIA

CRD#: 8593

HOUSTON, TX

Past

March 1, 2021 - November 12, 2021

HUCKIN FINANCIAL GROUP, INC.

CRD#: 8593

HOUSTON, TX

Past

November 10, 2020 - March 2, 2021

MDX WEALTH MANAGEMENT

RIA

CRD#: 161309

Houston, TX

Past

October 28, 2020 - March 1, 2021

BOURNEHILL INVESTMENT SERVICES, INC.

CRD#: 104003

Houston, TX

Past

October 19, 2018 - November 13, 2018

ASCENSUS BROKER DEALER SERVICES, LLC

CRD#: 36478

NEWTON, MA

Past

May 8, 2017 - October 19, 2018

ASCENSUS FINANCIAL SERVICES, LLC.

CRD#: 147257

DRESHER, PA

Past

August 17, 2016 - April 25, 2017

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

ROCHESTER, NY

Past

January 1, 2010 - July 11, 2016

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

December 14, 2006 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

February 9, 1999 - July 11, 2016

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA

Registered Investment Advisory firm - SEC (2/25/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(3/20/2024)

Texas
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/8/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA

Registered Investment Advisory firm - SEC (2/25/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Mailing Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Phone number

(215) 957-7300

Established

Delaware since 09/09/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

442

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)

HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (8/12/2025)

Direct owners and executive officers

Name	Position	CRD#
1847 FINANCIAL LLC	SHAREHOLDER
GUNZENHAUSER, RADFORD MICHAEL	FINOP	7253452
HUCKERBY, KEITH GORDON	MANAGER	2641591
MASON, ANN-MARIE	CHIEF LEGAL OFFICER AND SECRETARY	7145020
MULLER, NIKI LEE	PRINCIPAL OPERATIONS OFFICER	7364066
NAGENGAST, HEATHER JILL	PRESIDENT, MANAGER	5300554
O'MALLEY, DAVID MICHAEL	CHAIRMAN AND MANAGER	4468593
ROBINSON, VICTORIA MARIE	CHIEF COMPLIANCE OFFICER, MANAGER	4556827
WYANT, JUSTIN	MANAGER	8146157

Regulatory assets under management

Total Number of Accounts	31,522
AUM (Assets Under Management)	$ 7,753,847,039

Disclosures

Regulatory Event	11
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Kallus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Kallus's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gregory James Kallus's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNOR, TOWNSEND & KENT, LLC

CALDERWOOD FINANCIAL STRATEGIES, INC.

SAXON FINANCIAL GROUP

HUCKIN FINANCIAL GROUP, INC.

HUCKIN FINANCIAL GROUP, INC.

MDX WEALTH MANAGEMENT

BOURNEHILL INVESTMENT SERVICES, INC.

ASCENSUS BROKER DEALER SERVICES, LLC

ASCENSUS FINANCIAL SERVICES, LLC.

PAYCHEX SECURITIES CORPORATION

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2006

Series 63

Date: 6/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2006

Series 6

Date: 2/8/1999

FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HORNOR, TOWNSEND & KENT, LLC

TRUST BUT VERIFY

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