JS
Joseph A. Simpson
EVERSOURCE WEALTH ADVISORS
Jackson, MS 39211
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CRD#: 3093722
JS
Professional summary
Joseph Allen Simpson, CFP® is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Jackson, Mississippi.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Unless noted otherwise, all outside business activities listed are conducted from 110 Rosedown Bend, Madison, MS 39110. My wife and I own and I am the managing member of the following 3 LLCs: Simpson Family, LLC - real estate brokerage/agency; investment-related; since 06/04/2011; 1-2 hours per month during trading hours. Simpson Family II, LLC holds our ownership interests in the family enterprises described below; not investment-related; since 09/18/2017; 2-10 hours per month during trading hours. Simpson Family III, LLC holds our ownership interests in Simpson + Payne, LLC, described below; not investment-related; since 12/2024; 2-10 hours per month during trading hours. Unless stated otherwise, for each of the LLCs disclosed below: (1) I am the managing member and assumed my duties upon entity formation; (2) my ownership interest is held by Simpson Family II, LLC; (3) these are not investment-related business; and (4) I spend from 1 to 5 hours per month on each, during trading hours. Capital Hotel Associates, LLC (12/09/2011) and Capital Hotel Associates II, LLC (10/20/2021) hold my ownership interest in the Westin Hotel and nearby vacant land in Jackson, Mississippi. Cedar Lake of Ridgeland, LLC (09/12/2014), is a master LLC which owns five sub-LLCs: Cedar Lake of Ridgeland II, LLC; Cedar Lake of Ridgeland III, LLC; Cedar Lake of Ridgeland IV, LLC; Cedar Lake of Ridgeland V, LLC; and Cedar Lake of Ridgeland VI, LLC. All formed on 12/21/2014 except for Cedar Lake of Ridgeland VI, LLC, formed on 09/19/2017. Together, these LLCs own 42 acres of undeveloped land in Ridgeland, Mississippi. My title is member. Iron Horse Restaurant, LLC (08/17/2012) and The Iron Horse Building, LLC (08/11/2008) created to own and operate Iron Horse Restaurant in Jackson, Mississippi. Iron Horse QUALICIB, LLC, (01/01/2013) processes Iron Horse Restaurant tax credits. Iron Horse Restaurant - Ridgeland, LLC (11/07/2023) and The Iron Horse Building - Ridgeland, LLC (11/08/2023) created to explore opening a second location of the Iron Horse Restaurant in Ridgeland, Mississippi. Allen Autrey Properties Azalea, LLC (06/24/2011) and Allen Autrey Properties Vieux Carre, LLC (formed 12/1/2014) own residential real estate in the Jackson and Oxford, Mississippi area for rental or personal use. Member and president of Joseph A Simpson CFP, PLLC (10/4/2013) which handles administrative matters for my investment advisory business. Member of Luckett Family Holdings, LLC (06/19/2015) which is inactive. Managing member of Simpson + Payne, LLC (12/2024) in connection with a proposed mixed use real estate development on the campus of the University of Mississippi, I participate in seeking project approval and buyers for real estate interests, and construction and leasing/sale of units. I plan to spend approximately 10-20 hours per month (5-10 during trading hours) on this non-investment related business conducted at 4500 I-55 N. Ste. 246, Jackson, MS 39211.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Allen Simpson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
February 7, 2024 - Present
EVERSOURCE WEALTH ADVISORS, LLC
Office #1: 4500 I-55 North Suite 291, Jackson, MS 39211Office #2: 319 N Lamar Blvd Ste. 302, Oxford, MS 38655RIA
CRD#: 286340
Jackson, MS
Past
February 14, 2017 - October 18, 2023
BARNES PETTEY FINANCIAL ADVISORS, LLC
RIA
CRD#: 142944
JACKSON, MS
Past
October 29, 2013 - February 14, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
JACKSON, MS
Past
October 25, 2013 - October 18, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
JACKSON, MS
Past
June 1, 2009 - October 29, 2013
MORGAN STANLEY
RIA
CRD#: 149777
JACKSON, MS
Past
June 1, 2009 - October 29, 2013
MORGAN STANLEY
BD
CRD#: 149777
JACKSON, MS
Past
February 12, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
JACKSON, MS
Past
February 12, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
JACKSON, MS
Past
August 19, 2003 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIDGELAND, MS
Past
July 11, 2003 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIDGELAND, MS
Past
September 6, 2001 - July 3, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
March 22, 2000 - September 14, 2001
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(2/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 982-5515
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
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Company Information
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340Jackson, MS 39211TRUST BUT VERIFY
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