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Joseph Allen Simpson

CFP®
EVERSOURCE WEALTH ADVISORS
Jackson, MS
·CRD# 3093722·26 years experience

Professional Summary

Joseph Allen Simpson, CFP® is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Jackson, Mississippi. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2004

Years of Experience

26 years in the financial services industry

Current & Past Employments

EVERSOURCE WEALTH ADVISORS, LLC·CRD# 286340
RIA
1. 4500 I-55 North Suite 291, Jackson, MS 392112. 319 N Lamar Blvd Ste. 302, Oxford, MS 38655
February 7, 2024 - Present
BARNES PETTEY FINANCIAL ADVISORS, LLC·CRD# 142944
RIA
Jackson, MS
February 14, 2017 - October 18, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Jackson, MS
October 29, 2013 - February 14, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Jackson, MS
October 25, 2013 - October 18, 2023
MORGAN STANLEY·CRD# 149777
RIA
Jackson, MS
June 1, 2009 - October 29, 2013
MORGAN STANLEY·CRD# 149777
BD
Jackson, MS
June 1, 2009 - October 29, 2013
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Jackson, MS
February 12, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Jackson, MS
February 12, 2009 - June 1, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Ridgeland, MS
August 19, 2003 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Ridgeland, MS
July 11, 2003 - February 17, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
September 6, 2001 - July 3, 2003
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
March 22, 2000 - September 14, 2001

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Rebecca Lee Schneeberger
Rebecca Lee Schneeberger

RAYMOND JAMES & ASSOCIATES, INC.

RIDGELAND, MS · CRD#

Current Firm

EW
EVERSOURCE WEALTH ADVISORS, LLC

ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | VERDE WEALTH | STEWARDLY ADVISORS | SEEK FIRST FINANCIAL | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | DYNE WEALTH MANAGEMENT | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | BASILEIA WEALTH | ALPHA PRINCIPLE

CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - SEC (7/29/2020 Approved)
Alabama
Registered Investment Advisory firm - Alabama (8/11/2020 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (8/11/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/11/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3500 Colonnade Parkway Suite 150, Birmingham, AL 35243

Phone Number

(205) 982-5515

# of Employees

76

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EVERSOURCE PART 2A (9/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

13,689

AUM (Assets Under Management)

$5,095,829,877

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Unless noted otherwise, all outside business activities listed are conducted from 110 Rosedown Bend, Madison, MS 39110. My wife and I own and I am the managing member of the following 3 LLCs: Simpson Family, LLC - real estate brokerage/agency; investment-related; since 06/04/2011; 1-2 hours per month during trading hours. Simpson Family II, LLC holds our ownership interests in the family enterprises described below; not investment-related; since 09/18/2017; 2-10 hours per month during trading hours. Simpson Family III, LLC holds our ownership interests in Simpson + Payne, LLC, described below; not investment-related; since 12/2024; 2-10 hours per month during trading hours. Unless stated otherwise, for each of the LLCs disclosed below:
(1) I am the managing member and assumed my duties upon entity formation;
(2) my ownership interest is held by Simpson Family II, LLC;
(3) these are not investment-related business; and
(4) I spend from 1 to 5 hours per month on each, during trading hours. Capital Hotel Associates, LLC (12/09/2011) and Capital Hotel Associates II, LLC (10/20/2021) hold my ownership interest in the Westin Hotel and nearby vacant land in Jackson, Mississippi. Cedar Lake of Ridgeland, LLC (09/12/2014), is a master LLC which owns five sub-LLCs: Cedar Lake of Ridgeland II, LLC; Cedar Lake of Ridgeland III, LLC; Cedar Lake of Ridgeland IV, LLC; Cedar Lake of Ridgeland V, LLC; and Cedar Lake of Ridgeland VI, LLC. All formed on 12/21/2014 except for Cedar Lake of Ridgeland VI, LLC, formed on 09/19/2017. Together, these LLCs own 42 acres of undeveloped land in Ridgeland, Mississippi. My title is member. Iron Horse Restaurant, LLC (08/17/2012) and The Iron Horse Building, LLC (08/11/2008) created to own and operate Iron Horse Restaurant in Jackson, Mississippi. Iron Horse QUALICIB, LLC, (01/01/2013) processes Iron Horse Restaurant tax credits. Iron Horse Restaurant - Ridgeland, LLC (11/07/2023) and The Iron Horse Building - Ridgeland, LLC (11/08/2023) created to explore opening a second location of the Iron Horse Restaurant in Ridgeland, Mississippi. Allen Autrey Properties Azalea, LLC (06/24/2011) and Allen Autrey Properties Vieux Carre, LLC (formed 12/1/2014) own residential real estate in the Jackson and Oxford, Mississippi area for rental or personal use. Member and president of Joseph A Simpson CFP, PLLC (10/4/2013) which handles administrative matters for my investment advisory business. Member of Luckett Family Holdings, LLC (06/19/2015) which is inactive. Managing member of Simpson + Payne, LLC (12/2024) in connection with a proposed mixed use real estate development on the campus of the University of Mississippi, I participate in seeking project approval and buyers for real estate interests, and construction and leasing/sale of units. I plan to spend approximately 10-20 hours per month (5-10 during trading hours) on this non-investment related business conducted at 4500 I-55 N. Ste. 246, Jackson, MS 39211.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC

ABUNDANT LIFE PLANNING | WELSPIRION WEALTH MANAGEMENT | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | VERDE WEALTH | STEWARDLY ADVISORS | SEEK FIRST FINANCIAL | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | DYNE WEALTH MANAGEMENT | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | BASILEIA WEALTH | ALPHA PRINCIPLE

CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - SEC (7/29/2020 Approved)
Alabama
Registered Investment Advisory firm - Alabama (8/11/2020 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (8/11/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/11/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Mississippi
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Joseph Allen Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JS
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