Noah D. Schwartz

MAGNOLIA PRIVATE WEALTH

Newtown, CT 06470

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CRD#: 3093620

Professional summary

Noah Darrow Schwartz, CFP®, who also goes by Noah Schwartz, is a registered financial advisor currently at MAGNOLIA PRIVATE WEALTH, LLC located in Newtown, Connecticut.

Noah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Noah has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Noah Schwartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YANKEE ADVISOR NETWORK, 75 GLEN ROAD SUITE 207 NEWTOWN CT 06482: LLC, NATURE OF BUS: INSURANCE AGENCY, TITLE: MEMBER, DUTIES: Administrative, PERCENTAGE OF TIME SPENT: 20%, COMPENSATION: Overrides

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Darrow Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

July 10, 2023 - Present

MAGNOLIA PRIVATE WEALTH, LLC

Office #1: 14 Church Hill Road Suite A4, Newtown, CT 06470

RIA

CRD#: 324102

Newtown, CT

Past

January 3, 2017 - January 10, 2024

BLUEPRINT FINANCIAL STRATEGIES

RIA

CRD#: 285194

NEWTOWN, CT

Past

January 30, 2015 - December 31, 2016

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

September 12, 2014 - December 31, 2016

STONEX SECURITIES INC.

CRD#: 18456

Newtown, CT

Past

January 11, 2012 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

Newtown, CT

Past

January 3, 2012 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

Newtown, CT

Past

February 8, 2005 - June 2, 2010

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

NORWALK, CT

Past

September 12, 2003 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAGNOLIA PRIVATE WEALTH, LLC

CRD#: 324102 / SEC#: 801-128251

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/27/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/13/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MAGNOLIA PRIVATE WEALTH, LLC

CRD#: 324102 / SEC#: 801-128251

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

1845 Walnut Street Suite 1601, Philadelphia, PA 19103

Mailing Address

Phone number

(571) 477-1375

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	712
AUM (Assets Under Management)	$ 225,740,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Noah D. Schwartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Darrow Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEPRINT FINANCIAL STRATEGIES

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

TOUCHSTONE SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MAGNOLIA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2003

SIE

Date: 12/31/2016

Series 7

Date: 9/11/2003

Series 24

Date: 4/27/2010

Series 26

Date: 6/13/2008

Current Firm

MAGNOLIA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAGNOLIA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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