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Tony Matthew Oommen

Tony M. Oommen

CALAMOS WEALTH MANAGEMENT LLC
CHICAGO, IL 60607
Some features on this profile are disabled
CRD#: 3093443
Tony Matthew Oommen

Professional summary

Tony Matthew Oommen, CFP® is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Chicago, Illinois.

Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Tony has worked at 9 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Matthew Oommen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

November 18, 2025 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 215 N Peoria Street #600, Chicago, IL 60607
RIA
CRD#: 143490
CHICAGO, IL
Past

March 31, 2025 - November 13, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
OAK BROOK, IL
Past

October 21, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
OAK BROOK, IL
Past

October 2, 2022 - November 13, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
OAK BROOK, IL
Past

April 27, 2011 - March 21, 2014

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CHICAGO, IL
Past

April 27, 2011 - March 21, 2014

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CHICAGO, IL
Past

March 21, 2007 - February 15, 2008

JOHN D. DOVICH & ASSOCIATES, LLC

RIA
CRD#: 120458
CINCINNATI, OH
Past

February 13, 2007 - February 28, 2007

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
CINCINNATI, OH
Past

February 12, 2007 - February 15, 2008

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
CINCINNATI, OH
Past

June 16, 2003 - January 22, 2007

OSAIC FA, INC.

RIA
CRD#: 3978
CINCINNATI, OH
Past

June 16, 2003 - May 3, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 16, 2003 - January 22, 2007

OSAIC FA, INC.

BD
CRD#: 3978
CINCINNATI, OH
Past

August 27, 1998 - November 1, 2002

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA
Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/6/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/14/2011
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/20/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/26/2011
General Securities Representative Examination

Current Firm

CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA
Registered Investment Advisory firm - (4/25/2007 Approved)
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Contact information

Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
45

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts3,434
AUM (Assets Under Management)$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490Chicago, IL 60607

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