AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
WW

Whitney J. White

CLEARLIST LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 3093386
WW

Professional summary


Whitney James White, who also goes by Whitney White, is a registered financial professional currently at CLEARLIST LLC located in New York, New York and CLEARLIST SECURITIES LLC located in New York, New York.

Whitney is registered as a RR (Registered Representative) and started their career in finance in 1998. Whitney has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Whitney White

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Whitney James White's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 15, 2021 - Present

CLEARLIST LLC

Office #1: 40 Wall Street 38th Floor, New York, NY 10005
BD
CRD#: 308066
New York, NY
Current

February 3, 2021 - Present

CLEARLIST SECURITIES LLC

Office #1: 40 Wall Street 38th Floor, New York, NY 10005Office #2: 40 Wall Street 38th Floor, New York, NY 10005
BD
CRD#: 309455
New York, NY
Past

January 8, 2015 - April 3, 2017

W.R. HAMBRECHT + CO., LLC

BD
CRD#: 45040
New York, NY
Past

May 20, 2013 - January 9, 2015

CV BROKERAGE, INC

BD
CRD#: 462
NEW YORK, NY
Past

June 1, 2000 - May 6, 2013

W.R. HAMBRECHT + CO., LLC

BD
CRD#: 45040
NEW YORK, NY
Past

September 1, 1998 - May 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/25/2025)
RR
Alaska
(2/25/2025)
RR
Arizona
(2/25/2025)
RR
Arkansas
(2/25/2025)
RR
California
(7/13/2022)
RR
Connecticut
(2/25/2025)
RR
Florida
(2/25/2025)
RR
Hawaii
(2/25/2025)
RR
Illinois
(2/25/2025)
RR
Massachusetts
(2/25/2025)
RR
Nebraska
(2/25/2025)
RR
Nevada
(7/13/2022)
RR
New Hampshire
(2/25/2025)
RR
New Jersey
(7/13/2022)
RR
New York
(2/11/2022)
RR
North Carolina
(2/25/2025)
RR
Oregon
(2/25/2025)
RR
Texas
(7/13/2022)
RR
Utah
(2/25/2025)
RR
Virginia
(2/25/2025)
RR
West Virginia
(2/25/2025)
RR
Wyoming
(2/25/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/11/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CLEARLIST SECURITIES LLC
CLEARLIST SECURITIES LLC

CRD#: 309455 / SEC#: , 8-70540

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
40 Wall Street 38th Floor, New York, NY 10005
Mailing Address
40 Wall Street 38th Floor, New York, NY 10005
Phone number
(212) 207-1380
Established
Delaware since 03/24/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
CLEARLIST HOLDINGS LLCMEMBER
CHAIKIN, KASSIDYDIRECTOR OF OPERATIONS7596402
KRZAK, ALEXANDER JACOBPOO6349160
MURPHY, PATRICK THOMASCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2439168
PARISE, JANICE DRUFINOP/PFO2338583

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLEARLIST SECURITIES LLC

CRD#: 309455New York, NY 10005

TRUST BUT VERIFY

Monitor Whitney White

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics