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Benjamin Barnett Moss Iii

GREENRIDGE GROWTH PARTNERS
AUSTIN, TX
·CRD# 3093276·28 years experience

Professional Summary

Benjamin Barnett Moss III, who also goes by Benjamin B (iii) Moss, Ben Moss, Benjamin Barnett Moss III, is a registered financial advisor currently at GREENRIDGE GROWTH PARTNERS located in Austin, Texas. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Benjamin has worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin B (iii) Moss, Ben Moss, Benjamin Barnett Moss Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GREENRIDGE GROWTH PARTNERS·CRD# 171612
RIA
6001 Bold Ruler Way Suite 120, Austin, TX 78746
December 15, 2025 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 2, 1998 - July 7, 2000

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Current Firm

GG
GREENRIDGE GROWTH PARTNERS

GREENRIDGE EQUITY PARTNERS, LLC | GREENRIDGE INVESTMENT PARTNERS | GREENRIDGE GROWTH PARTNERS

CRD#: 171612 / SEC#: 801-128464
RIA
Registered Investment Advisory firm - SEC (7/31/2023 Approved)

Contact Information

Main Address

6001 Bold Ruler Way Suite 120, Austin, TX 78746

Phone Number

(512) 426-6919

# of Employees

14

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$408,769,000

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/18/2025Cover PageReport
11/22/2024Cover PageReport
03/29/2024Cover PageReport

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn6/29/2023
TexasERA - Withdrawn6/29/2023

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Moss has outside business activities as described in his Form ADV Part 2B and in Item 10 - Other Financial Industry Activities and Affiliations of the firm's brochure. As part of Mr. Moss's duties for the Partnerships advised by the firm, he serves on the board of directors for the portfolio companies owned by the Partnerships. Investment related and non-investment related. He spends about 30 hours per month on these activities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GG
GREENRIDGE GROWTH PARTNERS

GREENRIDGE EQUITY PARTNERS, LLC | GREENRIDGE INVESTMENT PARTNERS | GREENRIDGE GROWTH PARTNERS

CRD#: 171612 / SEC#: 801-128464
RIA
Registered Investment Advisory firm - SEC (7/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(12/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Barnett Moss III's CRS (Customer Relationship Summary).

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